Nasdaq & United States — Financial Industry Regulatory Authority

Nasdaq: Nasdaq is another exchange where Wintermute may operate as a market maker, potentially enhancing liquidity.

United States — Financial Industry Regulatory Authority: FINRA approved Wintermute as a member, subjecting it to compliance and supervisory requirements and enabling its regulated securities operations.

Nasdaq: Nasdaq is one of the potential venues American Fusion is evaluating for a future national exchange listing.

United States — Financial Industry Regulatory Authority: FINRA cleared the Form 211, allowing Alpine to initiate quotations in American Fusion's stock. This is a routine regulatory action for FINRA.

Nasdaq: Nasdaq proposed and initially approved the MVLS rule, but the stay delays its implementation. The exchange faces uncertainty regarding its listing standards and potential regulatory review, though the rule may still be affirmed in modified form.

United States — Financial Industry Regulatory Authority: FINRA is mentioned as the regulator of Netcapital's funding portal and broker-dealer, but it is not directly involved in the MVLS rule or its stay. Its role is peripheral to this event.

Nasdaq: Nasdaq provides real-time market data for Gemini's stock trading, a related but separate service.

United States — Financial Industry Regulatory Authority: FINRA regulates Gemini's broker-dealer activities, relevant to its stock trading expansion.

Nasdaq: Nasdaq is the exchange where Aether Holdings' stock trades under the ticker ATHR.

United States — Financial Industry Regulatory Authority: FINRA is mentioned in the short report regarding a barred broker allegedly involved with Aether Holdings.