United States — Financial Industry Regulatory Authority & Nasdaq-100
6 shared events · Importance 4 · Last updated Jun 30, 2026
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Business
United States — Financial Industry Regulatory Authority: FINRA will continue to oversee LeveL Markets as a registered ATS post-acquisition.
Nasdaq-100: Nasdaq is the acquirer, expanding its ATS and digital liquidity capabilities. The deal aligns with its always-on markets strategy and is expected to enhance its institutional offerings.
Aug 11, 2026 · 7 articles
Regulatory
United States — Financial Industry Regulatory Authority: FINRA authorized the expansion of Ohanae Securities LLC's business activities, establishing a regulatory foundation for tokenized securities market infrastructure. FINRA's role is crucial in providing the necessary regulatory approval for these new services.
Nasdaq-100: Nasdaq-100 is referenced as an example of a major exchange, highlighting Ohanae's ambition to become a similar foundational market for tokenized securities.
May 26, 2026 · 6 articles
Regulatory
United States — Financial Industry Regulatory Authority: A United States — Financial Industry Regulatory Authority-barred broker was allegedly involved with Aether Holdings, raising concerns about the company's practices.
Nasdaq-100: Aether Holdings' shares began trading on the Nasdaq Capital Market, and the alleged fraudulent activities have impacted its listing and reputation.
Jun 10, 2026 · 21 articles
Business
United States — Financial Industry Regulatory Authority: United States — Financial Industry Regulatory Authority is mentioned as the regulator for the US broker-dealer that holds the real shares backing the rTokens, ensuring a level of regulatory compliance and investor protection.
Nasdaq-100: Nasdaq-100>>> is one of the US stock market liquidity sources that Meta Platforms — Reality Labs connects to, ensuring deep liquidity for tokenized equities.
May 26, 2026 · 6 articles
Regulatory
United States — Financial Industry Regulatory Authority: FINRA is mentioned in the short report regarding a barred broker allegedly involved with Aether Holdings.
Nasdaq-100: Aether Holdings, Inc. shares began trading on the Nasdaq Capital Market, which is the exchange where the alleged fraudulent activities occurred.
Jun 08, 2026 · 20 articles
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