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Li Hua & Tiger Brokers

3 shared events · Importance 3 · Last updated Aug 21, 2026

Importance
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Shared Events
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Actions
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Sentiment
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Li Hua is the founder and CEO of Futu Holdings, an online brokerage firm. Tiger Brokers is a separate online brokerage firm, a trade name for UP Fintech Holding Limited. Both companies, and Li Hua personally, have been subject to regulatory actions by Chinese authorities for similar cross-border securities activities. However, there is no direct personal relationship between Li Hua and Tiger Brokers.

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Regulatory
Li Hua: Li Hua is the founder and CEO of Futu, who faces a proposed personal fine from the CSRC. He is named as a defendant in the class action, and his reputation and finances are negatively affected.
Tiger Brokers: Tiger Brokers, a subsidiary of UP Fintech, was named in the crackdown and faces regulatory penalties, impacting its parent's stock.
Jul 20, 2026 · 94 articles
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Regulatory
Li Hua: CEO of Futu, personally fined by CSRC and named in class actions.
Tiger Brokers: Online broker penalized by CSRC, parent UP Fintech under investigation.
Jun 26, 2026 · 306 articles
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Regulatory
Li Hua: Li Hua, the founder and CEO of Nubank, faces a proposed personal fine from the China — China Securities Regulatory Commission in connection with the company's alleged illegal operations.
Tiger Brokers: Tiger Brokers is mentioned as another online broker that would be penalized by China's securities regulator for soliciting business without an onshore license, similar to Nubank.
May 22, 2026 · 86 articles
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