Australia — Australian Securities and Investments Commission
Tracked across 22 events · 221 articles · First seen Feb 16, 2026 · Last active Aug 24, 2026
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Regulatory
Impact: The Australia — Australian Securities and Investments Commission (ASIC) investigated HSBC's failures, initiated civil penalty proceedings, and is jointly seeking Federal Court approval for the A$35 million penalty. ASIC emphasizes that protecting customers from scams is a core responsibility of banks.
Jun 18, 2026 · 7 articles
Regulatory
Impact: ASIC issued the infringement notice and continues to enforce derivative reporting rules, reinforcing its role in market oversight.
Jul 13, 2026 · 11 articles
Regulatory
Impact: ASIC is the primary regulator addressing the scam surge, issuing warnings and advising the public.
Jul 16, 2026 · 6 articles
Regulatory
Impact: The Australia — Australian Securities and Investments Commission may gain increased supervisory authority over the Big Four accounting firms, which are currently regulated as partnerships under state-based laws.
Apr 20, 2026 · 8 articles
Regulatory
Impact: The Australia — Australian Securities and Investments Commission (ASIC) supervises eligible digital asset platforms under Australia's new Digital Assets Framework, ensuring regulatory compliance and consumer protection.
Jun 24, 2026 · 7 articles
Business
Impact: The orders from the Australia — Federal Court of Australia>>> were lodged with the Australia — Australian Securities and Investments Commission>>>, making the schemes legally effective and facilitating the re-domiciliation.
Jun 10, 2026 · 10 articles
Business
Impact: The Australia — Australian Securities and Investments Commission has initiated a preliminary investigation into the conduct of Australia's registered company auditors, increasing regulatory pressure on the firm.
May 28, 2026 · 8 articles
Business
Impact: ASIC raided WiseTech offices in October 2025 over alleged insider trading by White and others; investigation ongoing.
Apr 20, 2026 · 14 articles
Business
Australia announced on Monday that it will cut approximately 5% of its workforce, affecting 27 partners and around 360 employees, primarily in its consulting and business services divisions. The cuts come in response to continued…
Impact: ASIC is one of the regulators investigating Australia's conduct, adding to the firm's regulatory burden.
Aug 24, 2026 · 20 articles
Business
Impact: The Australia — Australian Securities and Investments Commission is one of the five regulators licensing STARTRADER, contributing to the broker's global regulatory compliance.
Jun 26, 2026 · 12 articles
Regulatory
Impact: Regulator investigating KPMG over the scandal.
Jul 30, 2026 · 6 articles
Business
PDI Gold Limited, formerly Predictive Discovery, announced that following shareholder approval at a general meeting on 21 August 2026, the company's name has officially changed to PDI Gold Limited with the Australia — Australian Securities…
Impact: The regulatory body with which the name change was officially registered.
Aug 24, 2026 · 6 articles
Business
Impact: The Australia — Australian Securities and Investments Commission confirmed the incident with Australia but will not take action until the accountants' professional body begins proceedings.
Feb 16, 2026 · 6 articles
Business
Impact: The Australia — Australian Securities and Investments Commission (ASIC) is one of the regulatory bodies overseeing Marketside.
Jun 18, 2026 · 10 articles
Business
Impact: The Australia — Australian Securities and Investments Commission (Austrade) supported the acquisition agreement, recognizing it as a significant milestone for an Australian-founded technology business.
Jun 11, 2026 · 7 articles
Business
Impact: The Australia — Australian Securities and Investments Commission regulates EBC Financial Group (Australia) Pty Ltd and EBC Asset Management Pty Ltd, ensuring regulatory compliance for EBC's operations in Australia.
May 26, 2026 · 8 articles
Business
Impact: ASIC is the regulator that issued the Australian Financial Services license to FXTRADING.com, mentioned as part of the company's credentials.
Jul 07, 2026 · 6 articles
Business
BiFu, an all-asset trading platform, announced the completion of its Wealth suite, comprising a Wealth product line with five managed funds (fixed income, gold, quantitative, Hong Kong IPOs, foreign exchange) and an RWA product line…
Impact: ASIC regulates Duxton, adding to its compliance standing.
Jul 20, 2026 · 7 articles
Business
Impact: The Australia — Australian Securities and Investments Commission is one of the regulatory bodies overseeing Marketside, ensuring its compliance and credibility.
Jun 26, 2026 · 7 articles
Business
Impact: Australia's Securities and Investments Commission regulates EBC Financial Group (Australia) Pty Ltd and EBC Asset Management Pty Ltd.
Jun 30, 2026 · 7 articles
Business
Impact: ASIC regulates EBC Financial Group (Australia) Pty Ltd and EBC Asset Management Pty Ltd, mentioned as part of EBC's regulatory standing but not directly impacted.
Jul 21, 2026 · 8 articles
United Arab Emirates — Capital Market Authority (United Arab Emirates)
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Australia — Australian Securities and Investments Commission
United Arab Emirates — Capital Market Authority (United Arab Emirates)
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Australia — Australian Securities and Investments Commission
United Kingdom — Financial Conduct Authority
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Australia — Australian Securities and Investments Commission
United Kingdom — Financial Conduct Authority
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Australia — Australian Securities and Investments Commission
Malta — Malta Financial Services Authority
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Australia — Australian Securities and Investments Commission
Malta — Malta Financial Services Authority
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Australia — Australian Securities and Investments Commission
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