United States & China — China Securities Regulatory Commission
8 shared events · Importance 5 · Last updated Aug 25, 2026
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Regulatory
United States: The United States is the jurisdiction where the securities class actions are filed, providing legal recourse for investors.
China — China Securities Regulatory Commission: The CSRC initiated the crackdown and issued the Notification Letter to Futu, proposing penalties. It is the key regulator enforcing compliance in cross-border securities activities.
Jul 20, 2026 · 100 articles
Business
United States: The U.S. removed the de minimis exemption, causing a 14.3% drop in Shein's U.S. revenues and a quarterly loss, and is reviewing the Everlane acquisition.
China — China Securities Regulatory Commission: The CSRC approved Shein's China — Hong Kong IPO on July 10, 2026, clearing a regulatory hurdle. This approval is crucial for the listing to proceed and reflects China's regulatory stance on overseas listings.
Jul 26, 2026 · 65 articles
Regulatory
United States: The United States is where Futu is listed (NASDAQ) and where the class action is filed.
China — China Securities Regulatory Commission: Regulator that imposed penalties on Futu and initiated crackdown on cross-border securities activities.
Jun 26, 2026 · 306 articles
Business
United States: U.S. export controls and potential restrictions on CXMT are central to the event. The U.S. faces a strategic challenge as China advances in memory chips despite restrictions.
China — China Securities Regulatory Commission: Lead sponsor of CXMT's IPO, earning significant fees and enhancing its reputation.
Jul 14, 2026 · 113 articles
Business
United States: The NYSE listing adds to the U.S. capital markets' diversity and signals openness to foreign issuers.
China — China Securities Regulatory Commission: Approved the company's U.S. listing, a rare approval amid tightened scrutiny of offshore IPOs.
Jul 20, 2026 · 32 articles
Domestic
United States: Similar to the EU, the US faces heightened trade tensions with China as its trade surplus doubles, raising concerns about domestic industry displacement.
China — China Securities Regulatory Commission: Previously fined Hui and banned him from securities markets for life for financial reporting fraud, contributing to the regulatory crackdown.
Aug 20, 2026 · 128 articles
Regulatory
United States: The proposed penalty and fine are also presented in United States equivalents, providing an international perspective on the financial impact.
China — China Securities Regulatory Commission: The China — China Securities Regulatory Commission and its Shenzhen bureau issued a Notice of Investigation and Administrative Penalty Pre-Notification Letter to Nubank, initiating the legal issues for the company.
May 22, 2026 · 86 articles
Business
United States: The United States is the country where the class action lawsuit against Nubank is being heard, specifically in the United States — United States District Court for the Northern District of California.
China — China Securities Regulatory Commission: The China — China Securities Regulatory Commission is the regulatory body whose requirements Nubank allegedly failed to comply with, forming the basis of the class action lawsuit. Its regulations are central to the legal claims.
May 19, 2026 · 88 articles
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