China — China Securities Regulatory Commission
Tracked across 14 events · 1035 articles · First seen Jun 28, 2025 · Last active Aug 24, 2026
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Regulatory
In May 2026, China's securities regulator, the China — China Securities Regulatory Commission (CSRC), along with seven other government agencies including the Bank of China, launched a crackdown on cross-border securities activities, targeting online brokers…
Impact: The CSRC initiated the crackdown and issued the Notification Letter to Futu, proposing penalties. It is the key regulator enforcing compliance in cross-border securities activities.
Jul 20, 2026 · 94 articles
Business
Impact: The China — China Securities Regulatory Commission is the regulatory body whose requirements Nubank allegedly failed to comply with, forming the basis of the class action lawsuit. Its regulations are central to the legal claims.
May 19, 2026 · 88 articles
Regulatory
Futu, a China — Hong Kong-based online brokerage, faces multiple securities class action lawsuits in the United States — United States District Court for the Southern District of New York. The lawsuits allege that Futu…
Impact: Regulator that imposed penalties on Futu and initiated crackdown on cross-border securities activities.
Jun 26, 2026 · 306 articles
Regulatory
Impact: The China — China Securities Regulatory Commission issued guidance for 'red-chip' companies to unwind offshore structures, directly impacting StepFun and other Chinese firms seeking overseas listings.
Apr 13, 2026 · 6 articles
Regulatory
Impact: The China — China Securities Regulatory Commission and its Shenzhen bureau issued a Notice of Investigation and Administrative Penalty Pre-Notification Letter to Nubank, initiating the legal issues for the company.
May 22, 2026 · 86 articles
Regulatory
Multiple law firms, including Schall Brown & Schwartz LLP, Kahn Swick & Foti, and Bronstein, Gewirtz & Grossman, LLC, have filed or are reminding investors of a securities class action lawsuit against Futu Limited (NASDAQ:…
Impact: The CSRC is the regulator that Futu allegedly failed to comply with, conducting business in mainland China without required licenses. The regulatory action against Futu is central to the lawsuit.
Aug 13, 2026 · 29 articles
Regulatory
Impact: The CSRC is the regulator that announced and enforced the penalties against the brokers. It is acting to enforce securities laws and curb illegal cross-border flows.
May 23, 2026 · 82 articles
Business
Impact: The CSRC announced measures to deepen cooperation between mainland China and China — Hong Kong, supporting the development of China — Hong Kong as an international financial center. This enhances regulatory collaboration.
Aug 03, 2026 · 11 articles
Domestic
Impact: China — China Securities Regulatory Commission fined Hui Ka Yan US$6.6 million and barred him from the securities market for life due to Evergrande Group's inflated earnings and securities fraud.
Apr 14, 2026 · 18 articles
Business
Fast-fashion retailer Shein filed a prospectus for its Hong Kong IPO on July 27, 2026, revealing a $99 million loss in Q1 2026 due to slowing sales, a $328 million accounting charge, and the removal…
Impact: The CSRC approved Shein's China — Hong Kong IPO on July 10, 2026, clearing a regulatory hurdle. This approval is crucial for the listing to proceed and reflects China's regulatory stance on overseas listings.
Jul 26, 2026 · 36 articles
Domestic
On August 20, 2026, the China — Shenzhen Intermediate People s Court sentenced Hui Ka Yan, founder of Evergrande Group, to life imprisonment for large-scale financial fraud, embezzlement, bribery, and other crimes. The court also…
Impact: Previously fined Hui and banned him from securities markets for life for financial reporting fraud, contributing to the regulatory crackdown.
Aug 20, 2026 · 128 articles
Business
Londian Wason New Energy Tech, a leading global manufacturer of electrolytic copper foil, completed its initial public offering on the New York Stock Exchange under the ticker symbol 'FOIL'. The company priced its upsized offering…
Impact: Approved the company's U.S. listing, a rare approval amid tightened scrutiny of offshore IPOs.
Jul 20, 2026 · 32 articles
Business
Impact: Lead sponsor of CXMT's IPO, earning significant fees and enhancing its reputation.
Jul 14, 2026 · 113 articles
Business
Impact: The China — China Securities Regulatory Commission granted First Plus Asset Management Qualified Foreign Institutional Investor status, a regulatory qualification that supports its cross-border investment activities.
Aug 03, 2026 · 6 articles
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China — China Securities Regulatory Commission proposed penalties against FutuFutu and UP Fintech...
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China — China Securities Regulatory Commission launched crackdown FutuFutu and UP Fintech...
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China — China Securities Regulatory Commission proposed penalties against FutuFutu Holdings Securities...
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China — China Securities Regulatory Commission penalized Tiger BrokersFutu Holdings Securities...
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China — China Securities Regulatory Commission penalized brokers Raytech Holding LimitedFutu Holdings Securities...
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China — China Securities Regulatory Commission penalized brokers United Kingdom — LongbridgeFutu Holdings Securities...
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China — China Securities Regulatory Commission penalized brokers FutuFutu Holdings Securities...
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China — China Securities Regulatory Commission banned from opening new accounts FutuFutu Holdings Securities...
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Futu failed to comply China — China Securities Regulatory CommissionFutu Holdings Securities...
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Futu failed to comply China — China Securities Regulatory CommissionFutu Holdings Securities...
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China — China Securities Regulatory Commission fined and barred Hui Ka YanEvergrande founder Hui Ka...
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China — China Securities Regulatory Commission approved listing SheinShein files for Hong Kong IPO
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China — China Securities Regulatory Commission approved IPO Londian Wason New Energy TechLondian Wason NYSE IPO Debut
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China — China Securities Regulatory Commission announced crackdownFutu Holdings Securities...
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China — China Securities Regulatory Commission proposed personal fine Li HuaFutu and UP Fintech...
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China — China Securities Regulatory Commission proposed personal fine Li HuaFutu Holdings Securities...
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China — China Securities Regulatory Commission proposed personal fine Leaf Hua LiFutu Holdings Securities...
Futu
banned
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China — China Securities Regulatory Commission
Futu Holdings is a target of the China Securities Regulatory Commission's enforc
Tiger Brokers
operations banned
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China — China Securities Regulatory Commission
Tiger Brokers is currently under a regulatory crackdown by the China Securities
United States — United States District Court for the Southern District of New York
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China — China Securities Regulatory Commission
United States — United States District Court for the Southern District of New York
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China — China Securities Regulatory Commission
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