United States & United States — United States Securities and Exchange Commission
66 shared events · Importance 28 · Last updated Jul 06, 2026
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Business
United States: The United States is the target market for SK Hynix's ADR listing, offering access to a broader investor base and capital for expansion. The US market's strong appetite for AI-linked equities is a key factor in this decision.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is responsible for reviewing and approving SK Hynix's American Depositary Receipt listing application.
Apr 20, 2026 · 36 articles
Regulatory
United States: The United States is the nation where the alleged insider trading activities are occurring, involving its former President Donald Trump and affecting its financial markets and foreign policy.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission was urged by Democrats to investigate insider trading allegations but declined to comment on whether it had looked into them, highlighting enforcement challenges.
Apr 19, 2026 · 6 articles
Regulatory
United States: The United States>>> is the recipient of a pledged $10 billion investment from Gautam Adani>>> and saw its government agencies settle cases related to the Adani Group.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission>>> settled a civil suit with Gautam Adani>>> and Sagar Adani>>> over alleged bribes, requiring them to pay civil monetary penalties.
May 14, 2026 · 156 articles
Domestic
United States: The United States is the legislative body responsible for voting on and potentially passing the Clarity Act, which will establish a regulatory framework for digital assets.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is one of the regulatory bodies that would oversee digital assets under the Clarity Act, with some assets being classified as securities under its purview.
May 20, 2026 · 7 articles
Business
United States: The United States is the primary market for this event, as Ondo Finance launched the first third-party tokenized U.S. securities within its existing regulatory framework.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission provided the framework for third-party tokenized securities in January 2026, which Ondo Finance's new solution closely follows.
Jul 02, 2026 · 6 articles
Domestic
United States: The United States' regulatory environment for cryptocurrency has been shaped by Donald Trump's policies, aiming to make it the 'crypto capital of the world,' which has indirectly benefited his personal financial ventures.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission has eased its enforcement efforts on the crypto industry under the Trump administration, contributing to a more favorable regulatory environment for Donald Trump's crypto ventures.
Apr 20, 2026 · 125 articles
Business
United States: Investors from the United States registered new companies in Pakistan, contributing to the overall foreign investment and corporate expansion.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission reported record company registrations, highlighting the success of its regulatory reforms and digital transformation efforts in fostering economic growth.
Jul 03, 2026 · 6 articles
Regulatory
United States: The United States is involved as the origin of the initial fraud charges and judgment against Frederick Go through its regulatory and legal bodies.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission obtained the initial default judgment against Frederick Go for securities fraud, and its efforts are being upheld by the Canadian courts.
Jun 25, 2026 · 11 articles
Business
United States: The United States government, through the United States, issued a stop work order and later terminated AeroVironment's SCAR contract, impacting the company's business prospects.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules under which AeroVironment is being sued, specifically Rule 10b-5. The event highlights the regulatory framework it oversees.
May 27, 2026 · 266 articles
Regulatory
United States: The United States is the jurisdiction where the legal proceedings against Gautam Adani are taking place, involving its Department of Justice, Securities and Exchange Commission, and Treasury Department.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission brought civil charges against Gautam Adani, which were settled with Adani paying $6 million and his nephew Sagar Adani paying $12 million.
Jun 24, 2026 · 55 articles
Business
United States: Cumberland Farms operates extensively in the United States, and the IPO will occur under U.S. securities laws.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which Cumberland Farms filed its registration statement for the IPO. Its approval is crucial for the offering to proceed.
Jul 02, 2026 · 6 articles
Business
United States: The United States is the country where the class action lawsuits are being filed and where Nubank is publicly traded.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which BitGo filed its registration statement and prospectus in connection with its IPO, and is the authority overseeing the alleged securities law violations.
Apr 09, 2026 · 347 articles
Business
United States: The United States is the country where the federal securities laws allegedly violated by SES AI Corporation are applicable and where the lawsuits are filed.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which SES AI Corporation is being sued for violations of the Securities Exchange Act of 1934.
Apr 28, 2026 · 179 articles
Business
United States: The United States>>>'s detachment from the gold standard in 1971 is cited as a historical event that modernized Wall Street.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission>>>'s Project Crypto is viewed by Bitmine Immersion Technologies>>> management as a transformational initiative for financial services.
May 18, 2026 · 21 articles
Business
United States: The United States is the country where the lawsuit is being filed and where the legal proceedings are taking place, indicating the jurisdiction of the event.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules (Rule 10b-5) are alleged to have been violated by Sportradar.
May 21, 2026 · 218 articles
Business
United States: The United States government, through its agencies, has requested a staggered release of OpenAI's GPT-5.6 model due to national security concerns, demonstrating regulatory oversight in the AI sector.
United States — United States Securities and Exchange Commission: OpenAI confidentially filed for an IPO with the United States — United States Securities and Exchange Commission, indicating its initial intent to go public.
Jun 12, 2026 · 66 articles
Business
United States: Peabody Energy operates coal mining operations in the United States.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which the class action lawsuit against Peabody Energy is filed.
Jun 25, 2026 · 76 articles
Business
United States: The United States is the primary market where Siebert Financial Corporation operates and where Credit Suisse X-Links Gold Shares Covered Call ETN is being made available to investors.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is referenced as the regulator for tZERO Group's broker-dealer subsidiaries, ensuring compliance for digital asset securities.
Apr 20, 2026 · 13 articles
Business
United States: POET Technologies' tax status under United States tax laws as a passive foreign investment company (PFIC) is a key issue in the lawsuit, potentially having negative tax implications for U.S. stockholders.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules under which the alleged violations occurred, providing the legal framework for the class action lawsuits.
Apr 30, 2026 · 191 articles
Business
United States: Farmmi, Inc. provides logistics and supply chain services in the United States, indicating a portion of its operations are based there.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission (SEC) declared effective the shelf registration statement for Farmmi, Inc.'s offering, ensuring regulatory compliance.
Jun 27, 2026 · 6 articles
Business
United States: The United States is the jurisdiction where the United States — United States Securities and Exchange Commission operates and where the class action lawsuit is being filed.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules the alleged violations of the Securities Exchange Act of 1934 and Rule 10b-5 were promulgated.
May 09, 2026 · 188 articles
Business
United States: The acquisition involves companies with operations and filings in the United States, specifically with the United States — United States Securities and Exchange Commission.
United States — United States Securities and Exchange Commission: Brand Engagement Network filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission regarding the transaction details.
Jun 30, 2026 · 6 articles
Business
United States: The offering was conducted in the United States, subject to its securities laws, and RE Alloys is a U.S.-based company focused on North American supply chains.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under which RE Alloys will file a registration statement for the resale of shares.
Jun 25, 2026 · 7 articles
Business
United States: Phreesia operates in the United States, which is the primary market for its SaaS-based software and payment platform.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are the basis for the alleged violations in the class action lawsuit.
Apr 14, 2026 · 303 articles
Business
United States: United States is the primary market where VSee operates and expands its telehealth solutions.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is mentioned in the context of regulatory filings for VSee.
Jun 25, 2026 · 6 articles
Business
United States: The class action lawsuit is filed in a district court within the United States, indicating the legal jurisdiction of the event.
United States — United States Securities and Exchange Commission: The class action lawsuit alleges violations of rules promulgated by the United States — United States Securities and Exchange Commission. The SEC Whistleblower program is also mentioned as an avenue for individuals with non-public information.
May 18, 2026 · 300 articles
Regulatory
United States — United States Securities and Exchange Commission: Edison International — Southern California Edison reported to the United States — United States Securities and Exchange Commission that while it had not conclusively determined its equipment was responsible for the Eaton Fire, there was 'concerning circumstantial evidence'.
Sep 04, 2025 · 6 articles
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