United States — United States Securities and Exchange Commission
Tracked across 892 events · 31114 articles · First seen Mar 09, 2018 · Last active Aug 25, 2026
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Regulatory
Impact: The United States — United States Securities and Exchange Commission filed the securities fraud lawsuit against Gautam Adani and Sagar Adani, alleging they misled investors. The SEC's jurisdiction and the merits of its case are now being challenged.
Apr 07, 2026 · 43 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission has admitted seven fintech and digital asset companies into its Accelerated Regulatory Incubation Programme (ARIP), demonstrating its commitment to fostering innovation while protecting investors in Nigeria's capital market.
Jul 03, 2026 · 14 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission>>> implemented a revised framework to streamline the licensing process for companies with foreign sponsors, aiming to attract foreign investment and improve the business environment.
Jun 08, 2026 · 6 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission had its broad authority to use disgorgement to recover illegal profits upheld by the United States — Supreme Court of the United States, strengthening its enforcement capabilities against financial fraud. This ruling ensures the United States — United States Securities and Exchange Commission can continue to seek repayment without needing to prove direct pecuniary harm to victims.
Jun 04, 2026 · 13 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission is a key regulator that has already implemented a T+1 settlement cycle, serving as a benchmark for Nigeria's capital market modernization.
May 18, 2026 · 32 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission>>> is the primary regulatory body driving the capital market reforms, including the transition to T+1 settlement and the upcoming Nigerian Capital Market Master Plan 2.0, which are expected to enhance market efficiency and investor confidence.
Jun 02, 2026 · 6 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission>>> proposed repealing a rule requiring public companies to report greenhouse gas emissions and climate risks, citing that the rule exceeds its statutory authority and imposes substantial costs.
May 29, 2026 · 6 articles
Business
Impact: Leading the reclassification effort; proposed steering committee and evidence-based strategy to demonstrate policy consistency.
Jul 08, 2026 · 16 articles
Regulatory
Impact: Issued the guidance, increasing regulatory oversight of activist investors.
Apr 20, 2026 · 7 articles
Regulatory
Impact: BSEC is the lead regulator seeking IMF technical support to develop green bond markets, which could enhance its capacity to oversee sustainable finance.
Jul 22, 2026 · 6 articles
Regulatory
Impact: Regulator filing criminal complaint against Bitkub, reinforcing enforcement stance.
Jul 24, 2026 · 6 articles
Regulatory
Impact: Regulator admitting fintech projects to sandbox, setting testing parameters and monitoring outcomes.
Jul 28, 2026 · 6 articles
Regulatory
Impact: The SEC is the implementing body, launching the e-registration platform to modernize regulatory processes. This enhances its operational efficiency and regulatory effectiveness.
Jul 29, 2026 · 7 articles
Regulatory
Impact: The SEC staff approved the rule and later stayed it pending full Commission review. The Commission's decision will determine the fate of the MVLS requirement, affecting many small-cap issuers and market regulation.
Jul 31, 2026 · 6 articles
Regulatory
On July 29, the SEC's Division of Corporation Finance issued interpretive guidance clarifying that certain data-center securitizations, where the issuer directly owns the data center and securities are repaid from net operating income, do not…
Impact: Issued interpretive guidance that exempts certain data-center securitizations from ABS regulations, facilitating easier debt issuance for AI infrastructure.
Aug 10, 2026 · 6 articles
Regulatory
The United States — United States Securities and Exchange Commission has fixed 5:00 p.m. on the first business day after a transaction (T+1) as the settlement deadline for equities and commodities traded and settled through…
Impact: The SEC is the regulator issuing the clarification, setting the T+1 settlement deadline and rules for foreign investors. This action reinforces its role in modernizing Nigeria's capital market infrastructure.
Aug 12, 2026 · 9 articles
Regulatory
Thailand's Securities and Exchange Commission (SEC) is preparing to implement the Travel Rule, a regulation aligned with Financial Action Task Force (FATF) recommendations, requiring digital asset business operators to collect and securely exchange information for…
Impact: The SEC is the regulator preparing to implement the Travel Rule, strengthening its oversight framework and aligning with global standards.
Aug 13, 2026 · 6 articles
Regulatory
The United States — United States Securities and Exchange Commission has ordered all capital market operators in Nigeria to immediately freeze the funds, assets, and economic resources of six individuals and three entities designated as…
Impact: The SEC issued the freeze directive, reinforcing its regulatory authority and commitment to AML/CFT enforcement.
Aug 13, 2026 · 20 articles
Regulatory
The United States — United States Securities and Exchange Commission (SECP) has established a dedicated Corporate Debt Market Desk to promote the corporate debt market and facilitate capital raising through debt instruments. The desk will…
Impact: The SECP is the primary actor, establishing the desk and driving reforms to simplify debt issuance, which enhances its role as a market regulator and may improve its reputation.
Aug 17, 2026 · 6 articles
Regulatory
On August 14, 2026, the United States — United States Securities and Exchange Commission issued a circular directing all capital market regulated entities to terminate correspondent banking relationships with North Korean financial institutions and to…
Impact: Issued the directive, strengthening its regulatory oversight and compliance requirements for capital market operators.
Aug 15, 2026 · 6 articles
Regulatory
On August 18, 2026, the United States — United States Securities and Exchange Commission (SEC) proposed a new regulatory framework for crypto assets, marking the first major step under President Donald Trump's administration to provide…
Impact: The SEC proposed a new regulatory framework for crypto assets, a major step toward tailored rules, potentially increasing its influence and credibility in the crypto space.
Aug 18, 2026 · 15 articles
Regulatory
On August 20, 2026, the United States — United States Securities and Exchange Commission released draft rules titled 'Digital and Virtual Asset Operations, Custody and Markets' proposing a comprehensive regulatory framework for digital asset operators…
Impact: The SEC is the primary regulator issuing the proposed rules, which expand its oversight and enforcement powers over the digital asset market. This enhances its role and credibility but may face industry pushback.
Aug 22, 2026 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission reported record company registrations, highlighting the success of its regulatory reforms and digital transformation efforts in fostering economic growth.
Jul 03, 2026 · 6 articles
Domestic
Impact: The United States — United States Securities and Exchange Commission proposed the inclusion of NBFCs and introduced a comprehensive regulatory framework and guidelines for their participation in the housing finance scheme, strengthening its role in financial sector development.
Jul 04, 2026 · 6 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission is defending its settlement with Elon Musk>>> regarding his acquisition of X (social network)>>> shares, asserting the agreement is fair and not a result of collusion.
Jun 01, 2026 · 7 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission>>> charged Nathan Fuller>>> with securities fraud for his crypto investment scheme, seeking injunctions, disgorgement, and civil penalties. This action reinforces its role in regulating financial markets and protecting investors.
May 30, 2026 · 6 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission>>> granted registration to Paxos Securities Settlement Company>>>, signaling a willingness to integrate blockchain technology into traditional financial market infrastructure. This decision reflects a shift in regulatory approach towards blockchain innovation.
May 28, 2026 · 20 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission received a Regulatory Referral Letter from Faraday Future, requesting a review and investigation into alleged illegal short selling and market manipulation. Its role is to investigate and potentially take action based on the evidence provided.
May 29, 2026 · 6 articles
Regulatory
Impact: The SEC secured a $1.5 million penalty, the largest for this type of violation, but faced judicial criticism for allegedly giving Musk favorable treatment. The case may affect the agency's credibility and enforcement approach.
Jul 09, 2026 · 8 articles
Domestic
President Donald Trump will host cryptocurrency executives at the United States — White House on Wednesday, as U.S. financial regulators prepare to advance their framework for digital assets. The SEC on Tuesday proposed rules that…
Impact: Proposed rules to exempt certain token offerings from securities regulations, a major step toward easing crypto regulation.
Aug 19, 2026 · 7 articles
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United States — United States Securities and Exchange Commission issued guidanceSEC eases data-center...
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United States — United States Securities and Exchange Commission set settlement deadline Central Securities Clearing SystemNigeria SEC sets T+1...
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United States — United States Securities and Exchange Commission proposed regulatory frameworkSEC proposes crypto...
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United States — United States Securities and Exchange Commission proposed regulatory framework NigeriaNigeria SEC proposes...
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Anthropic submitted filing United States — United States Securities and Exchange CommissionAnthropic Plans...
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Anthropic filed for IPO United States — United States Securities and Exchange CommissionAnthropic IPO valuation...
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Creatd regained reporting status United States — United States Securities and Exchange CommissionCreatd Regains SEC Reporting Status
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Elvictor Group filed quarterly report United States — United States Securities and Exchange CommissionElvictor Group Files Q2 2026 10-Q
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Grayscale Investments withdrew registrations United States — United States Securities and Exchange CommissionSolana price prediction...
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United States — United States Securities and Exchange Commission issued staff guidanceTrump hosts crypto...
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United States — United States Securities and Exchange Commission ordered freezeNigeria SEC freezes assets...
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United States — United States Securities and Exchange Commission ordered termination of correspondent banking North KoreaNigeria SEC severs Iran...
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United States — United States Securities and Exchange Commission admitted Blockchain.comBlockchain.com admitted to...
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Elauwit Connection filed report United States — United States Securities and Exchange CommissionElauwit Connection Faces...
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OpenAI filed for IPO United States — United States Securities and Exchange CommissionOpenAI CRO Denise Dresser Resigns
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Dangote Petroleum Refinery applied for IPO United States — United States Securities and Exchange CommissionDangote Refinery $5B IPO
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Creatd filed Form 10-Q United States — United States Securities and Exchange CommissionCreatd Regains SEC Reporting Status
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United States — United States Securities and Exchange Commission restricted transactions with Iranian institutions IranNigeria SEC severs Iran...
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United States — United States Securities and Exchange Commission classified as digital commodity Cardano (blockchain platform)Solana price prediction...
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EquipmentShare filed misleading disclosures United States — United States Securities and Exchange CommissionEquipmentShare Securities...
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Hub Group filed Current Report United States — United States Securities and Exchange CommissionHub Group Securities Fraud...
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Anthropic submitted filing United States — United States Securities and Exchange CommissionAnthropic IPO valuation...
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OpenAI filed for IPO United States — United States Securities and Exchange CommissionAnthropic IPO valuation...
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United States — United States Securities and Exchange Commission declared effective TicketplusTicketplus IPO on NYSE American
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United States — United States Securities and Exchange Commission declared effective Londian Wason New Energy TechLondian Wason NYSE IPO Debut
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United States — United States Securities and Exchange Commission preparing to implementThailand Travel Rule Implementation
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United States — United States Securities and Exchange Commission investigated scheme Drive Planning LLCDrive Planning Ponzi...
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United States — United States Securities and Exchange Commission established deskSECP establishes Corporate...
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United States — United States Securities and Exchange Commission ordered freezing of designated assets Islamic StateNigeria SEC severs Iran...
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United States — United States Securities and Exchange Commission declared effective Karman Line Acquisition CorporationKarman Line Acquisition $200M IPO
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Nasdaq
regulated
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United States — United States Securities and Exchange Commission
Nasdaq operates as a registered national securities exchange under the direct ov
Rosen Law Firm
securities litigator
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United States — United States Securities and Exchange Commission
Rosen Law Firm is a global investor rights law firm specializing in filing class
David Schwartz (disambiguation)
none
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United States — United States Securities and Exchange Commission
David Schwartz, a founding partner at Schall, Brown & Schwartz LLP and DJS Law G
SoundHound AI
defendant
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United States — United States Securities and Exchange Commission
SoundHound AI is a publicly traded company regulated by the SEC and is currently
Glancy Prongay & Murray
whistleblower advocate
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United States — United States Securities and Exchange Commission
Glancy Prongay & Murray, a leading securities fraud law firm, actively encourage
Bronstein, Gewirtz & Grossman, LLC
↔
United States — United States Securities and Exchange Commission
Bronstein, Gewirtz & Grossman, LLC
securities litigator
↔
United States — United States Securities and Exchange Commission
Bronstein, Gewirtz & Grossman, LLC is a law firm whose business model relies on
Philip Kim
plaintiffs counsel
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United States — United States Securities and Exchange Commission
Philip Kim is a partner at Rosen Law Firm, a prominent law firm specializing in
Lawrence Rosen
sanctioned individual
↔
United States — United States Securities and Exchange Commission
Lawrence Rosen was subject to a cease-and-desist order by the U.S. Securities an
Schall Brown & Schwartz LLP
plaintiff counsel
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United States — United States Securities and Exchange Commission
Schall Brown & Schwartz LLP is a law firm specializing in securities class actio
Brian Schall
unaffiliated
↔
United States — United States Securities and Exchange Commission
Brian Schall is a private attorney who files securities class action lawsuits ag
Peretz Bronstein
securities litigator
↔
United States — United States Securities and Exchange Commission
Peretz Bronstein is a founding partner of a law firm that specializes in securit
Hagens Berman
securities litigator
↔
United States — United States Securities and Exchange Commission
Hagens Berman is a national class-action law firm that frequently files securiti
Reed Kathrein
securities litigator
↔
United States — United States Securities and Exchange Commission
Reed Kathrein is a partner at Hagens Berman who specializes in securities fraud
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