United States — United States Securities and Exchange Commission
Tracked across 324 events · 10438 articles · First seen Mar 09, 2018 · Last active Jul 06, 2026
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Regulatory
Impact: The United States — United States Securities and Exchange Commission filed the securities fraud lawsuit against Gautam Adani and Sagar Adani, alleging they misled investors. The SEC's jurisdiction and the merits of its case are now being challenged.
Apr 07, 2026 · 43 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission has admitted seven fintech and digital asset companies into its Accelerated Regulatory Incubation Programme (ARIP), demonstrating its commitment to fostering innovation while protecting investors in Nigeria's capital market.
Jul 03, 2026 · 14 articles
Business
Impact: The United States — United States Securities and Exchange Commission reported record company registrations, highlighting the success of its regulatory reforms and digital transformation efforts in fostering economic growth.
Jul 03, 2026 · 6 articles
Domestic
Impact: The United States — United States Securities and Exchange Commission proposed the inclusion of NBFCs and introduced a comprehensive regulatory framework and guidelines for their participation in the housing finance scheme, strengthening its role in financial sector development.
Jul 04, 2026 · 6 articles
Business
Impact: United States — United States Securities and Exchange Commission provided regulatory perspective and committed to supporting the integration of Africa's capital markets.
Apr 04, 2026 · 6 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission obtained the initial default judgment against Frederick Go for securities fraud, and its efforts are being upheld by the Canadian courts.
Jun 25, 2026 · 11 articles
Business
Impact: The United States — United States Securities and Exchange Commission is responsible for reviewing and approving SK Hynix's American Depositary Receipt listing application.
Apr 20, 2026 · 36 articles
Regulatory
Impact: Elauwit Connection filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission, announcing non-reliance on previously issued financial statements.
May 20, 2026 · 22 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission was urged by Democrats to investigate insider trading allegations but declined to comment on whether it had looked into them, highlighting enforcement challenges.
Apr 19, 2026 · 6 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission>>> settled a civil suit with Gautam Adani>>> and Sagar Adani>>> over alleged bribes, requiring them to pay civil monetary penalties.
May 14, 2026 · 156 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission is the regulatory body with which Silvercorp Metals Inc. filed its Annual Report on Form 40-F.
Jun 29, 2026 · 6 articles
Domestic
Impact: The United States — United States Securities and Exchange Commission is one of the regulatory bodies that would oversee digital assets under the Clarity Act, with some assets being classified as securities under its purview.
May 20, 2026 · 7 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission brought civil charges against Gautam Adani, which were settled with Adani paying $6 million and his nephew Sagar Adani paying $12 million.
Jun 24, 2026 · 55 articles
Business
Impact: The United States — United States Securities and Exchange Commission provided the framework for third-party tokenized securities in January 2026, which Ondo Finance's new solution closely follows.
Jul 02, 2026 · 6 articles
Business
Impact: Waste Energy Corporation is focused on regaining full SEC reporting compliance, which is a key regulatory requirement for publicly traded companies.
Jun 25, 2026 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission is the regulatory body with which Cumberland Farms filed its registration statement for the IPO. Its approval is crucial for the offering to proceed.
Jul 02, 2026 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission is the regulatory body with which Mynt has filed its registration statement for the IPO. Its approval is crucial for the listing to proceed.
Jun 17, 2026 · 26 articles
Business
Impact: The United States — United States Securities and Exchange Commission approved The Metals Royalty Company's registration statement, allowing its shares to commence trading.
Apr 08, 2026 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission is the regulatory body with which BitGo filed its registration statement and prospectus in connection with its IPO, and is the authority overseeing the alleged securities law violations.
Apr 09, 2026 · 347 articles
Business
Impact: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Lucid Motors is alleged to have violated, leading to the class action lawsuits.
May 30, 2026 · 192 articles
Business
Impact: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Veritone failed to file its annual report and whose whistleblower program is mentioned for non-public information.
May 19, 2026 · 303 articles
Business
Impact: The United States — United States Securities and Exchange Commission received a letter from Grant Thornton Bharat disputing Simulations Plus' disclosure regarding the auditor's dismissal, indicating regulatory oversight of the situation.
Jun 01, 2026 · 36 articles
Business
Impact: The United States — United States Securities and Exchange Commission is acknowledged for its support and role in the merger process, ensuring regulatory compliance.
Jun 25, 2026 · 20 articles
Regulatory
Impact: The United States — United States Securities and Exchange Commission received proxy statements in connection with the Vacasa-Casago merger, which are now alleged to have contained materially misleading and incomplete information.
May 19, 2026 · 22 articles
Business
Impact: Nutex Health's alleged inability to timely file certain financial reports with the United States — United States Securities and Exchange Commission is a point of concern in the lawsuit.
Sep 24, 2025 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission declared the registration statement for BHAV Acquisition Corp's IPO effective, fulfilling its regulatory oversight role.
Apr 16, 2026 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission Whistleblower program is mentioned as an avenue for individuals with non-public information regarding Zynex to receive rewards.
Feb 24, 2026 · 35 articles
Business
Impact: The United States — United States Securities and Exchange Commission declared the registration statement for Amanat Acquisition Corporation's IPO effective, overseeing the regulatory compliance of the offering.
May 19, 2026 · 6 articles
Business
Impact: A registration statement for Futurewave Acquisition Corporation's securities was filed with the United States — United States Securities and Exchange Commission and declared effective.
Jun 25, 2026 · 6 articles
Business
Impact: The United States — United States Securities and Exchange Commission is the regulatory body with which Eshallgo filed its shelf registration statement for the offerings, ensuring compliance with securities laws.
Jun 24, 2026 · 7 articles
+ 294 more events
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100
United States — United States Securities and Exchange Commission granted Approval in Principle LunoNigeria SEC admits 7 fintechs
100
Walmart — Myntra authorized filing United States — United States Securities and Exchange CommissionMynt Files for Philippine IPO
100
Cumberland Farms filed registration statement United States — United States Securities and Exchange CommissionCumberland Farms Files for IPO
100
Mynt filed registration statement United States — United States Securities and Exchange CommissionMynt Files for Philippine IPO
95
Luno joined regulatory program United States — United States Securities and Exchange CommissionNigeria SEC admits 7 fintechs
90
United States — United States Securities and Exchange Commission registered companies PakistanPakistan Corporate Sector...
90
United States — United States Securities and Exchange Commission likely to approve SK HynixSK Hynix $29.4B Nasdaq Listing
90
United States — United States Securities and Exchange Commission obtained judgment Frederick GoCanada Supreme Court...
90
United States — United States Securities and Exchange Commission issued Approval-in-PrincipleNigeria SEC admits 7 fintechs
90
Elauwit Connection filed report United States — United States Securities and Exchange CommissionElauwit Connection Faces...
90
Veritone filed Form NT 10-K United States — United States Securities and Exchange CommissionVeritone Securities Fraud...
90
Silvercorp Metals filed annual report United States — United States Securities and Exchange CommissionSilvercorp Files Annual,...
86
OpenAI filed for IPO United States — United States Securities and Exchange CommissionOpenAI Delays IPO, Faces...
85
Calix filed annual report United States — United States Securities and Exchange CommissionCalix Securities Fraud...
85
SK Hynix filed confidentially United States — United States Securities and Exchange CommissionSK Hynix $29.4B Nasdaq Listing
85
Waste Energy Corporation discuss SEC compliance United States — United States Securities and Exchange CommissionWaste Energy Corp. Investor Update
81
Anthropic submitted filing United States — United States Securities and Exchange CommissionSpaceX IPO Volatility and...
80
HDFC Bank — Credila Financial Services filed report United States — United States Securities and Exchange CommissionPennyMac Financial...
79
United States — United States Securities and Exchange Commission asked judge Gautam AdaniUS Judge Seeks Adani Case...
73
SpaceX submit draft registration United States — United States Securities and Exchange CommissionSpaceX IPO Volatility and...
70
United States — United States Securities and Exchange Commission introduced programNigeria SEC admits 7 fintechs
70
United States — United States Securities and Exchange Commission issued guidelinesPakistan expands housing...
70
Immutep filed Form-K United States — United States Securities and Exchange CommissionImmutep Class Action Lawsuits
70
Lucid Motors filed report United States — United States Securities and Exchange CommissionLucid Motors Faces Class...
70
BitGo filed prospectus United States — United States Securities and Exchange CommissionGeneDx, BitGo Securities...
70
Investment Technology Group filed registration statement United States — United States Securities and Exchange CommissionITG, Inc. Prices IPO
60
United States — United States Securities and Exchange Commission issued staff guidanceOndo Finance Launches...
60
United States — United States Securities and Exchange Commission declared effective FarmmiFarmmi Announces Public Offering
60
United States — United States Securities and Exchange Commission classified DogecoinPepeto Presale Thrives...
60
Toby Neugebauer filed proxy statement United States — United States Securities and Exchange CommissionToby Neugebauer Seeks...
+ 20 more actions
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SoundHound AI
regulated
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United States — United States Securities and Exchange Commission
SoundHound AI is a publicly traded company subject to the regulatory oversight a
The Schall Law Firm
securities litigator
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United States — United States Securities and Exchange Commission
The Schall Law Firm is a private law firm that specializes in filing securities
Bronstein, Gewirtz & Grossman, LLC
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United States — United States Securities and Exchange Commission
Bronstein, Gewirtz & Grossman, LLC
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United States — United States Securities and Exchange Commission
Brian Schall
unaffiliated
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United States — United States Securities and Exchange Commission
Brian Schall is a private attorney who files securities class action lawsuits ag
Philip Kim
unaffiliated
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United States — United States Securities and Exchange Commission
Philip Kim is a private attorney whose securities class action lawsuits cite SEC
Rosen Law Firm
none
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United States — United States Securities and Exchange Commission
Rosen Law Firm has no direct structural or regulatory relationship with the SEC.
Lawrence Rosen
securities lawyer
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United States — United States Securities and Exchange Commission
Lawrence Rosen is a founding partner of the Rosen Law Firm, a private legal prac
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