NYSE American & United States — United States Securities and Exchange Commission
17 shared events · Importance 3 · Last updated Aug 24, 2026
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Regulatory
NYSE American: NYSE American issued a notice to Mynd.ai regarding its non-compliance with listing requirements and later confirmed Mynd.ai's regained compliance. NYSE American is the regulatory body overseeing Mynd.ai's listing.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the recipient of Mynd.ai's Annual Report on Form 20-F, which was initially delayed but eventually filed. The SEC sets the filing requirements that Mynd.ai must adhere to.
May 22, 2026 · 6 articles
Business
NYSE American: NYSE American is the exchange being delisted from, having previously notified Birks Group of noncompliance. The delisting reduces its listed companies but has minimal direct financial impact.
United States — United States Securities and Exchange Commission: The SEC is the regulatory body overseeing the delisting process, as Birks Group will file Form 25 and continue periodic reporting. This maintains regulatory oversight.
Aug 06, 2026 · 6 articles
Regulatory
NYSE American: NYSE American is the exchange where Genius Group Limited is listed. The alleged spoofing activity on the exchange could raise concerns about market integrity, potentially affecting the exchange's reputation.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuits are filed. The SEC may investigate the alleged spoofing, potentially leading to enforcement actions.
Jun 30, 2026 · 170 articles
Business
NYSE American: NYSE American listed IMC Rare Earths Limited's shares under ticker 'IMC' on July 29, 2026, adding a new issuer.
United States — United States Securities and Exchange Commission: The SEC declared IMC's registration statement effective on July 28, 2026, allowing the IPO to proceed.
Jul 29, 2026 · 8 articles
Business
NYSE American: Idaho Copper's shares and warrants began trading on NYSE American, increasing visibility.
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, enabling the offering.
Jul 01, 2026 · 10 articles
Business
NYSE American: NYSE American is the exchange where Ticketplus shares began trading, adding a new listing and generating listing fees.
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, enabling the IPO to proceed, fulfilling its regulatory role.
Aug 06, 2026 · 6 articles
Business
NYSE American: The NYSE American is the exchange where Sachem Capital Corp.'s shares are traded, serving as the platform for dividend record dates and payments.
United States — United States Securities and Exchange Commission: Sachem Capital Corp. files its financial reports, such as the Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, with the United States — United States Securities and Exchange Commission, providing regulatory oversight.
Jun 04, 2026 · 6 articles
Business
NYSE American: NYSE American is the exchange where NUBURU's stock is listed; the offering aims to strengthen compliance with continued-listing standards.
United States — United States Securities and Exchange Commission: The SEC is the regulatory body with which NUBURU filed the registration statement for the offering.
Jul 13, 2026 · 9 articles
Business
NYSE American: NYSE American is the exchange where SRX Global's stock is listed; the buyback may influence trading activity.
United States — United States Securities and Exchange Commission: The SEC regulates the repurchase program under Rules 10b5-1 and 10b-18, ensuring compliance.
Jul 09, 2026 · 6 articles
Business
NYSE American: NYSE American is one of the exchanges where Gran Tierra's stock trades.
United States — United States Securities and Exchange Commission: SEC is mentioned as the regulator where Gran Tierra files its reports.
Jul 28, 2026 · 6 articles
Business
NYSE American: The company is also listed on NYSE American under the ticker THM, and the filing is relevant to its shareholders.
United States — United States Securities and Exchange Commission: The company filed its Form 10-Q with the SEC via EDGAR, complying with U.S. regulatory requirements.
Aug 12, 2026 · 6 articles
Regulatory
NYSE American: NYSE American is the regulatory body that notified AIM ImmunoTech Inc. of its non-compliance and subsequently confirmed its regained compliance, thereby enforcing its listing standards.
Jun 15, 2026 · 6 articles
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