Nasdaq & United States — United States Securities and Exchange Commission
137 shared events · Importance 50 · Last updated Aug 25, 2026
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Nasdaq operates as a registered national securities exchange under the direct oversight and regulatory authority of the U.S. Securities and Exchange Commission, which approves its rules and monitors its compliance with federal securities laws.
Regulatory
Nasdaq: Nasdaq proposed and initially approved the MVLS rule, but the stay delays its implementation. The exchange faces uncertainty regarding its listing standards and potential regulatory review, though the rule may still be affirmed in modified form.
United States — United States Securities and Exchange Commission: The SEC staff approved the rule and later stayed it pending full Commission review. The Commission's decision will determine the fate of the MVLS requirement, affecting many small-cap issuers and market regulation.
Jul 31, 2026 · 6 articles
Regulatory
Nasdaq: Nasdaq exercised its discretionary authority to delist Magnitude International, citing potential third-party misconduct. This action aligns with its regulatory responsibilities to maintain fair and orderly markets.
United States — United States Securities and Exchange Commission: The SEC's earlier temporary suspension of trading in Magnitude International's securities triggered Nasdaq's delisting process. The SEC's action was based on concerns about potential manipulation.
Aug 03, 2026 · 8 articles
Regulatory
Nasdaq: Nasdaq is the exchange initiating the delisting, exercising its discretionary authority under Rule IM-5101-4.
United States — United States Securities and Exchange Commission: The SEC previously suspended trading in Platinum Analytics' securities, which led to the Nasdaq halt and eventual delisting determination.
Jul 07, 2026 · 10 articles
Business
Nasdaq: The Nasdaq will list SpaceX's stock under the ticker SPCX, facilitating the largest IPO in US history.
United States — United States Securities and Exchange Commission: SpaceX>>> filed its IPO prospectus with the United States — United States Securities and Exchange Commission>>> (SEC), a mandatory legal document for companies going public. The SEC's review process influenced the IPO timeline.
Apr 20, 2026 · 457 articles
Domestic
Nasdaq: Representatives expected to attend; may benefit from increased crypto listings and trading activity.
United States — United States Securities and Exchange Commission: Proposed rules to exempt certain token offerings from securities regulations, a major step toward easing crypto regulation.
Aug 19, 2026 · 7 articles
Business
Nasdaq: The Metals Royalty Company commenced trading on the Nasdaq, providing a platform for its shares.
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission approved The Metals Royalty Company's registration statement, allowing its shares to commence trading.
Apr 08, 2026 · 6 articles
Regulatory
Nasdaq: Nasdaq exercised its discretionary authority to delist Pitanium, reinforcing its regulatory role but with no direct financial impact.
United States — United States Securities and Exchange Commission: The SEC's earlier trading suspension triggered the delisting process; the SEC is acting in its regulatory capacity.
Jul 07, 2026 · 9 articles
Regulatory
Nasdaq: Nasdaq exercised its discretionary authority to delist Empro Group, reinforcing its regulatory role in maintaining market integrity.
United States — United States Securities and Exchange Commission: The SEC initiated the trading suspension due to potential manipulation, which led to Nasdaq's delisting action.
Jul 16, 2026 · 8 articles
Regulatory
Nasdaq: Nasdaq is the exchange enforcing the delisting under its discretionary rules, acting to protect market integrity.
United States — United States Securities and Exchange Commission: The SEC initiated the temporary trading suspension that led to Nasdaq's halt and eventual delisting determination.
Jul 17, 2026 · 6 articles
Regulatory
Nasdaq: Nasdaq imposed and then lifted the trading halt on Inno Holdings' stock, fulfilling its regulatory role in maintaining orderly markets.
United States — United States Securities and Exchange Commission: The SEC was informed of the trading halt through a Form 8-K filing by Inno Holdings, but the SEC itself did not take direct action in this event.
Jul 30, 2026 · 8 articles
Business
Nasdaq: Nasdaq is the exchange where OceanLight's units and securities will trade, adding a new listing and generating listing fees.
United States — United States Securities and Exchange Commission: Declared the registration statement effective, enabling the IPO to proceed, fulfilling its regulatory oversight role.
Aug 07, 2026 · 6 articles
Business
Nasdaq: Nasdaq is the exchange where Check-Cap's shares trade and where the combined company seeks initial listing. The reverse share split is designed to meet Nasdaq's minimum bid price requirement, and final approval is pending.
United States — United States Securities and Exchange Commission: The SEC is the regulatory body with which Check-Cap files reports and a registration statement related to the merger. The company has filed Form 6-K reports and a registration statement, which has not yet become effective.
Aug 11, 2026 · 8 articles
Regulatory
Nasdaq: Nasdaq is another exchange where Wintermute may operate as a market maker, potentially enhancing liquidity.
United States — United States Securities and Exchange Commission: The SEC granted the broker-dealer registration, reinforcing its role in regulating digital asset securities and supporting blockchain innovation within existing securities laws.
Aug 07, 2026 · 7 articles
Business
Nasdaq: Nasdaq will list Braveheart Bio's shares under the ticker BRVE, providing a trading venue and adding to its roster of listed companies.
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, enabling the IPO to proceed. This is a routine regulatory action.
Aug 06, 2026 · 6 articles
Business
Nasdaq: Nasdaq will list BlossomHill Therapeutics' shares under the ticker 'BLSM', adding a new biotech company to its exchange. This listing is a routine but positive addition to its roster.
United States — United States Securities and Exchange Commission: The SEC declared the registration statements effective, enabling the IPO to proceed. This regulatory action is routine but essential for the offering's completion.
Aug 07, 2026 · 8 articles
Business
Nasdaq: Nasdaq received SEC approval for its tokenized stock pilot, positioning it as a leader in integrating blockchain technology into traditional exchanges.
United States — United States Securities and Exchange Commission: The SEC approved Nasdaq's pilot for tokenized stocks, a regulatory step that facilitates the convergence of crypto and traditional markets.
Aug 12, 2026 · 6 articles
Business
Nasdaq: Listed the company's units, common stock, and rights, adding to its roster of SPAC listings and generating listing fees.
United States — United States Securities and Exchange Commission: Declared the registration statement effective, fulfilling its regulatory oversight role in the offering.
Jul 31, 2026 · 7 articles
Business
Nasdaq: Nasdaq Global Select Market is the exchange where Apnimed's shares began trading under the ticker 'APMD', adding a new listing and associated listing fees.
United States — United States Securities and Exchange Commission: The SEC reviewed and declared effective the registration statements for the IPO, fulfilling its regulatory oversight role in the offering.
Jul 31, 2026 · 10 articles
Business
Nasdaq: Nasdaq will list the new SPAC's units and shares, adding to its roster of listed companies and generating listing fees. This is a routine but positive addition to the exchange.
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, enabling the IPO to proceed. This is a standard regulatory action with no direct impact on the SEC itself.
Aug 04, 2026 · 6 articles
Business
Nasdaq: Nasdaq is the exchange where Scribe's shares began trading, benefiting from listing fees and increased trading activity.
United States — United States Securities and Exchange Commission: The SEC reviewed and declared effective Scribe's registration statement, enabling the IPO. Its regulatory oversight is a standard part of the process.
Jul 06, 2026 · 25 articles
Business
Nasdaq: Nasdaq rules require shareholder approval for the transaction; the vote outcome determines whether Intrusion can proceed.
United States — United States Securities and Exchange Commission: The SEC oversees Intrusion's filings and proxy materials; the company must comply with regulations for the shareholder vote.
Aug 06, 2026 · 6 articles
Business
Nasdaq: Nasdaq must approve Diginex's initial listing application under Rule 5110, a key condition for the transaction. Its decision affects the deal's completion and Diginex's continued listing.
United States — United States Securities and Exchange Commission: The SEC receives Diginex's Form 6-K filings related to the EGM and transaction, ensuring regulatory compliance. Its oversight is procedural but necessary for the deal's progress.
Aug 12, 2026 · 14 articles
Business
Nasdaq: MicroVision is listed on Nasdaq, and the offering may affect its stock price and trading activity on the exchange.
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, enabling the offering to proceed. It oversees the disclosure and compliance aspects of the offering.
Aug 13, 2026 · 6 articles
Regulatory
Nasdaq: Nasdaq is the exchange where CVRx is listed; the stock drop and investigation may affect its listing status and trading.
United States — United States Securities and Exchange Commission: The SEC is mentioned as offering a whistleblower program that could provide rewards for information related to the CVRx investigation.
Aug 13, 2026 · 6 articles
Business
Nasdaq: The Nasdaq Stock Market lists the new SPAC's units and securities, adding to its listings and generating listing fees.
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, enabling the IPO to proceed, fulfilling its regulatory oversight role.
Aug 04, 2026 · 6 articles
Regulatory
Nasdaq: Nasdaq is the exchange where Futu's ADSs are listed. The stock price decline on Nasdaq reflects the market's reaction to the news.
United States — United States Securities and Exchange Commission: Regulator referenced in the lawsuits.
Jun 26, 2026 · 306 articles
Regulatory
Nasdaq: Nasdaq confirmed VivoSim's compliance with listing rule 5550(b)(1), allowing continued listing.
United States — United States Securities and Exchange Commission: The SEC is the regulator receiving VivoSim's filings; the company provided supplemental information to investors.
Aug 06, 2026 · 6 articles
Business
Nasdaq: Nasdaq hosts the bell-ringing ceremony, providing a platform for Safe Pro's celebration; minimal direct impact on Nasdaq itself.
United States — United States Securities and Exchange Commission: The SEC is mentioned as the regulator where supporting materials will be filed, a routine procedural aspect.
Aug 17, 2026 · 6 articles
Regulatory
Nasdaq: Nasdaq is the exchange where ADMA is listed. The stock price decline and legal issues may affect its listing status.
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator that promulgated Rule 10b-5, under which the lawsuit is brought. It may also be investigating the allegations.
Jun 14, 2026 · 294 articles
Regulatory
Nasdaq: Nasdaq is one of the potential venues American Fusion is evaluating for a future national exchange listing.
United States — United States Securities and Exchange Commission: The SEC oversees the regulatory framework under which the Form 211 clearance occurred; American Fusion is an SEC-reporting issuer.
Aug 18, 2026 · 6 articles
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