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Entities / China — China Securities Regulatory Commission / Kaplan Fox & Kilsheimer

China — China Securities Regulatory Commission & Kaplan Fox & Kilsheimer

2 shared events · Importance 3 · Last updated Aug 21, 2026

Importance
3
Shared Events
2
Actions
0
Sentiment
0
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Shared Events (2)
75
Regulatory
Futu and UP Fintech Securities Fraud Lawsuits
China — China Securities Regulatory Commission: The CSRC initiated the crackdown and issued the Notification Letter to Futu, proposing penalties. It is the key regulator enforcing compliance in cross-border securities activities.
Kaplan Fox & Kilsheimer: Kaplan Fox filed a class action against Futu and is actively soliciting lead plaintiffs. It is one of several firms pursuing claims.
Jul 20, 2026 · 100 articles
42
Regulatory
Futu Holdings Securities Class Action
China — China Securities Regulatory Commission: Regulator that imposed penalties on Futu and initiated crackdown on cross-border securities activities.
Kaplan Fox & Kilsheimer: Kaplan Fox & Kilsheimer is a law firm involved in the class action, representing investors.
Jun 26, 2026 · 306 articles
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