China — China Securities Regulatory Commission & Pomerantz LLP

China — China Securities Regulatory Commission: The China — China Securities Regulatory Commission and its Shenzhen bureau issued a Notice of Investigation and Administrative Penalty Pre-Notification Letter to Nubank, initiating the legal issues for the company.

Pomerantz LLP: Pomerantz LLP is investigating claims on behalf of investors of Nubank concerning potential securities fraud and unlawful business practices.

China — China Securities Regulatory Commission: Regulator that imposed penalties on Futu and initiated crackdown on cross-border securities activities.

Pomerantz LLP: Law firm that filed class action against Futu.

China — China Securities Regulatory Commission: The CSRC is the regulator that announced and enforced the penalties against the brokers. It is acting to enforce securities laws and curb illegal cross-border flows.

Pomerantz LLP: Pomerantz LLP is investigating claims of securities fraud or unlawful business practices by UP Fintech. It is another law firm involved in the investor class action.