China — China Securities Regulatory Commission & Rosen Law Firm

China — China Securities Regulatory Commission: The China — China Securities Regulatory Commission is the regulatory body whose requirements Nubank allegedly failed to comply with, forming the basis of the class action lawsuit. Its regulations are central to the legal claims.

Rosen Law Firm: Rosen Law Firm is a global investor rights law firm that announced and filed a class action lawsuit against Nubank on behalf of investors who suffered damages.

China — China Securities Regulatory Commission: The CSRC initiated the crackdown and issued the Notification Letter to Futu, proposing penalties. It is the key regulator enforcing compliance in cross-border securities activities.

Rosen Law Firm: Rosen Law Firm is investigating claims and preparing class actions against both Futu and UP Fintech, seeking recovery for investors. It is a prominent plaintiffs' firm in these cases.

China — China Securities Regulatory Commission: The China — China Securities Regulatory Commission and its Shenzhen bureau issued a Notice of Investigation and Administrative Penalty Pre-Notification Letter to Nubank, initiating the legal issues for the company.

Rosen Law Firm: The Rosen Law Firm is actively investigating potential securities claims against Nubank and is preparing a class action lawsuit on behalf of affected shareholders.

China — China Securities Regulatory Commission: Regulator that imposed penalties on Futu and initiated crackdown on cross-border securities activities.

Rosen Law Firm: Law firm that filed class action and is investigating UP Fintech.

China — China Securities Regulatory Commission: The CSRC is the regulator that announced and enforced the penalties against the brokers. It is acting to enforce securities laws and curb illegal cross-border flows.

Rosen Law Firm: Rosen Law Firm is investigating potential securities claims against UP Fintech and preparing a class action. It is one of several law firms seeking to represent investors.