United States — United States Securities and Exchange Commission & Nasdaq-100
70 shared events · Importance 27 · Last updated Jul 06, 2026
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Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is responsible for reviewing and approving SK Hynix's American Depositary Receipt listing application.
Nasdaq-100: Nasdaq-100 is the chosen exchange for SK Hynix's U.S. listing, which is expected to benefit from increased trading volume and the addition of a major AI-linked company.
Apr 20, 2026 · 36 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which Cumberland Farms filed its registration statement for the IPO. Its approval is crucial for the offering to proceed.
Nasdaq-100: Cumberland Farms has applied to list its ordinary shares on the Nasdaq-100 Global Select Market, which will provide a platform for trading its shares once the IPO is completed.
Jul 02, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: A registration statement for Futurewave Acquisition Corporation's securities was filed with the United States — United States Securities and Exchange Commission and declared effective.
Nasdaq-100: The units of Futurewave Acquisition Corporation are expected to trade on Nasdaq-100 under the ticker symbol 'FWACU', increasing its listing volume.
Jun 25, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for the units and underlying securities effective, fulfilling regulatory requirements for the IPO.
Nasdaq-100: Nasdaq-100 will list the units, Class A ordinary shares, and warrants of Osprey Acquisition Corp. III, facilitating their trading.
Jun 30, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for BHAV Acquisition Corp's securities effective, fulfilling regulatory requirements for the IPO.
Nasdaq-100: Nasdaq-100 is the exchange where BHAV Acquisition Corp's units, ordinary shares, rights, and warrants are listed or expected to be listed.
Apr 13, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared Duke Robotics Corp.'s registration statement effective, allowing the public offering to proceed, ensuring regulatory compliance.
Nasdaq-100: The Nasdaq-100 Capital Market is the new exchange where Duke Robotics Corp.'s common stock and warrants are now trading, providing a more prominent platform for the company's securities.
May 18, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Iron Dome Acquisition I Corporation's securities effective.
Nasdaq-100: Nasdaq-100 is the exchange where Iron Dome Acquisition I Corporation's units, Class A ordinary shares, and warrants are listed and traded, providing a platform for its public offering.
May 15, 2026 · 18 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for BHAV Acquisition Corp's IPO effective, fulfilling its regulatory oversight role.
Nasdaq-100: The ordinary shares of BHAV Acquisition Corp began trading on the Nasdaq Global Market, providing a platform for the company's public trading.
Apr 16, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission Whistleblower program is mentioned as an avenue for individuals with non-public information regarding Zynex to receive rewards.
Nasdaq-100: Zynex was delisted from the Nasdaq-100 following the revelations of its overbilling scheme and subsequent bankruptcy filing.
Feb 24, 2026 · 35 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Meridian3 Industrials Acquisition Corp's IPO effective, allowing the offering to proceed.
Nasdaq-100: Nasdaq-100 will list the units of Meridian3 Industrials Acquisition Corp under the ticker symbol 'MIACU', and later its Class A ordinary shares and warrants under 'MIAC' and 'MIACW' respectively, facilitating the trading of these new securities.
Apr 20, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: A registration statement for the securities of Berto Acquisition Corporation II has been filed with the United States — United States Securities and Exchange Commission.
Nasdaq-100: The units of Berto Acquisition Corporation II began trading on Nasdaq-100, providing a platform for their public listing.
May 15, 2026 · 13 articles
Regulatory
United States — United States Securities and Exchange Commission: Oriental Rise Holdings Limited remains obligated to comply with the United States — United States Securities and Exchange Commission reporting requirements despite its delisting from Nasdaq-100.
Nasdaq-100: Nasdaq-100 is the exchange that decided to delist Oriental Rise Holdings Limited due to non-compliance with its listing rules, specifically the minimum bid price requirement. Nasdaq-100's decision process and communication errors are central to the event.
Jun 24, 2026 · 6 articles
Regulatory
United States — United States Securities and Exchange Commission: Real Messenger Corporation's unaudited interim financial report, filed with the United States — United States Securities and Exchange Commission, revealed its stockholders' equity deficiency.
Nasdaq-100: Nasdaq-100 issued a notification to Real Messenger Corporation for failing to meet its minimum stockholders' equity requirement for continued listing on the Nasdaq-100 Capital Market.
Apr 08, 2026 · 6 articles
Regulatory
United States — United States Securities and Exchange Commission: Elauwit Connection filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission, announcing non-reliance on previously issued financial statements.
Nasdaq-100: Nasdaq-100 is the stock exchange where Elauwit Connection's shares are traded, and its stock price fell following the news of the financial restatement.
May 20, 2026 · 22 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which BitGo filed its registration statement and prospectus in connection with its IPO, and is the authority overseeing the alleged securities law violations.
Nasdaq-100: Nubank is listed on Nasdaq-100, where its stock price experienced a significant decline.
Apr 09, 2026 · 347 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Lucid Motors is alleged to have violated, leading to the class action lawsuits.
Nasdaq-100: Lucid Motors's stock is traded on Nasdaq-100, and its stock price declines are a key element of the investor injury.
May 30, 2026 · 192 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Veritone failed to file its annual report and whose whistleblower program is mentioned for non-public information.
Nasdaq-100: Veritone's stock is traded on Nasdaq-100, and its stock price fluctuations are reported in relation to the alleged fraud.
May 19, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission received a letter from Grant Thornton Bharat disputing Simulations Plus' disclosure regarding the auditor's dismissal, indicating regulatory oversight of the situation.
Nasdaq-100: Nasdaq-100 is the stock exchange where Simulations Plus shares are traded, and where the stock experienced significant declines following the negative disclosures.
Jun 01, 2026 · 36 articles
Business
United States — United States Securities and Exchange Commission: Alpex Acquisition Corporation will file a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission, and the final prospectus for the offering has been filed with the SEC, ensuring regulatory compliance.
Nasdaq-100: The units of Alpex Acquisition Corporation are listed on Nasdaq-100 Global Market and began trading under the ticker symbol 'ALPXU'.
Jun 26, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules (Rule 10b-5) are alleged to have been violated by Sportradar.
Nasdaq-100: Nasdaq-100 is the stock exchange where Sportradar's shares are traded, and where the 22% collapse in share price occurred.
May 21, 2026 · 218 articles
Business
United States — United States Securities and Exchange Commission: A registration statement for Kailera Therapeutics's IPO was filed with the United States — United States Securities and Exchange Commission and became effective.
Nasdaq-100: Kailera Therapeutics's common stock began trading on the Nasdaq-100 Global Select Market under the ticker symbol 'KLRA'.
Apr 16, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission approved the registration statement for the IPO, fulfilling its regulatory oversight role.
Nasdaq-100: The units of Cartesian Growth Corporation III are listed and trade on Nasdaq-100, increasing the exchange's trading volume and listing portfolio.
Jun 25, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which the class action lawsuit against Microsoft is filed, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Nasdaq-100: Nasdaq-100 is the stock exchange where Microsoft's shares are traded, and its stock price experienced a significant drop following the negative news.
Jun 14, 2026 · 149 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules under which AeroVironment is being sued, specifically Rule 10b-5. The event highlights the regulatory framework it oversees.
Nasdaq-100: Nasdaq-100 is the stock exchange where AeroVironment's shares are traded, and its stock price experienced significant declines following the negative news.
May 27, 2026 · 266 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules under which Embecta is being sued for violations.
Nasdaq-100: Nasdaq-100 is the stock exchange where Embecta's shares are traded, and its performance is relevant to the investor losses.
Jun 16, 2026 · 123 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates Rule 10b-5, which Helen of Troy Limited is accused of violating.
Nasdaq-100: Nasdaq-100 is the stock exchange where Helen of Troy Limited's common stock is traded, making it relevant for investors affected by the alleged misrepresentations.
Jun 02, 2026 · 123 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission Whistleblower program is mentioned as an avenue for individuals with non-public information regarding Wix.com to assist in investigations and potentially receive rewards.
Nasdaq-100: Wix.com is listed on Nasdaq-100, and its stock price decline is reported on this exchange.
May 18, 2026 · 83 articles
Business
United States — United States Securities and Exchange Commission: The class action lawsuit alleges violations of rules promulgated by the United States — United States Securities and Exchange Commission. The SEC Whistleblower program is also mentioned as an avenue for individuals with non-public information.
Nasdaq-100: Nasdaq-100 is the stock exchange where Commvault's shares are traded, and where its stock price experienced a significant decline.
May 18, 2026 · 300 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules under which the alleged violations occurred, providing the legal framework for the class action lawsuits.
Nasdaq-100: Nasdaq-100 is the stock exchange where POET Technologies' securities are traded, providing the context for the securities fraud lawsuit.
Apr 30, 2026 · 191 articles
Business
United States — United States Securities and Exchange Commission: Brand Engagement Network filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission regarding the transaction details.
Nasdaq-100: Brand Engagement Network is listed on Nasdaq-100, which is relevant for its public trading status.
Jun 30, 2026 · 6 articles
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