United States — United States Securities and Exchange Commission & David Schwartz (disambiguation)
43 shared events · Importance 29 · Last updated Aug 24, 2026
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Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which BitGo filed its registration statement and prospectus in connection with its IPO, and is the authority overseeing the alleged securities law violations.
David Schwartz (disambiguation): David Schwartz (disambiguation) is the contact person for DJS Law Group, leading the efforts in the class action lawsuit against Nubank, Inc.
Apr 09, 2026 · 347 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuits are filed. The SEC may investigate the alleged spoofing, potentially leading to enforcement actions.
David Schwartz (disambiguation): David Schwartz (disambiguation) is an attorney at DJS Law Group and is listed as a contact. He is involved in the litigation.
Jun 30, 2026 · 170 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator that promulgated Rule 10b-5, under which the lawsuit is brought. It may also be investigating the allegations.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner at Schall, Brown & Schwartz, involved in the class action. He is a key figure in the litigation.
Jun 14, 2026 · 294 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Veritone failed to file its annual report and whose whistleblower program is mentioned for non-public information.
David Schwartz (disambiguation): David Schwartz (disambiguation) of DJS Law Group is a contact person for investors interested in participating in the class action lawsuit against Veritone.
May 19, 2026 · 303 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules Calix is alleged to have violated, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
David Schwartz (disambiguation): David Schwartz (disambiguation) is associated with DJS Law Group, which is involved in the class action lawsuit against Calix.
May 19, 2026 · 317 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are cited as the basis for the class action lawsuits against Upstart Holdings.
David Schwartz (disambiguation): David Schwartz (disambiguation) of DJS Law Group is a contact for investors regarding the class action lawsuit against Upstart Holdings.
Apr 09, 2026 · 108 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which SES AI Corporation is being sued for violations of the Securities Exchange Act of 1934.
David Schwartz (disambiguation): David Schwartz (disambiguation) is associated with DJS Law Group, which is involved in the class action lawsuit against SES AI Corporation.
Apr 28, 2026 · 179 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuit is filed. The SEC may also be involved in whistleblower programs related to the case.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a contact at DJS Law Group for investors interested in the class action.
Jun 04, 2026 · 274 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that oversees securities laws. The lawsuit alleges violations of SEC rules, and the SEC may be involved in the regulatory aspects of the case.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner at Schall Brown & Schwartz LLP and is involved in the class action, representing investors.
Jun 27, 2026 · 156 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that promulgated Rule 10b-5 under which the lawsuit is brought, and may investigate the accounting issues.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner at Schall Brown & Schwartz LLP and also at DJS Law Group, contact for investors.
Jul 13, 2026 · 173 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are the basis for the alleged violations in the class action lawsuit.
David Schwartz (disambiguation): David Schwartz (disambiguation) is associated with DJS Law Group, which is involved in the class action lawsuit against Phreesia.
Apr 14, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules (Rule 10b-5) under which the class action lawsuit against Globant is filed, providing the legal framework for the case.
David Schwartz (disambiguation): David Schwartz (disambiguation) is the contact person for DJS Law Group regarding the class action lawsuit.
Apr 27, 2026 · 131 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulatory body under whose rules the lawsuit is brought (Rule 10b-5). The SEC itself is not a party but the case highlights potential regulatory scrutiny of ARS Pharmaceuticals' disclosures.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner of Schall Brown & Schwartz LLP and is a contact for the class action. He represents investors in the litigation.
Aug 06, 2026 · 75 articles
Business
United States — United States Securities and Exchange Commission: The class action lawsuit alleges violations of rules promulgated by the United States — United States Securities and Exchange Commission. The SEC Whistleblower program is also mentioned as an avenue for individuals with non-public information.
David Schwartz (disambiguation): David Schwartz (disambiguation) is associated with DJS Law Group, which is reminding investors of the class action lawsuit against Commvault.
May 18, 2026 · 300 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulator that may investigate; whistleblower program mentioned.
David Schwartz (disambiguation): Partner at Schall, Brown & Schwartz involved in the lawsuit.
Jul 27, 2026 · 293 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under which the securities laws were allegedly violated, and whistleblowers may report to the SEC.
David Schwartz (disambiguation): Contact at DJS Law Group.
May 21, 2026 · 278 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulator referenced in the lawsuits.
David Schwartz (disambiguation): Attorney at DJS Law Group and Schall, Brown & Schwartz, involved in the class action.
Jun 26, 2026 · 306 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under whose rules the claims are brought. It is not a party but its rules are central to the case.
David Schwartz (disambiguation): Attorney at Schall Brown & Schwartz LLP and DJS Law Group, involved in the class actions.
Jun 24, 2026 · 304 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulatory body referenced as the rule-making authority; not directly involved in the litigation.
David Schwartz (disambiguation): Attorney at DJS Law Group, contact for investors.
Jul 24, 2026 · 267 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced in the context of the whistleblower program and the securities laws under which the lawsuits are filed. It may investigate the allegations.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner of Schall Brown & Schwartz LLP and a contact for investors.
Jul 16, 2026 · 137 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under whose rules the securities claims are brought, and its whistleblower program is mentioned as a potential avenue for information.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a contact at DJS Law Group for investors interested in the class action. He is involved in the litigation.
Jul 16, 2026 · 182 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the promulgator of Rule 10b-5 under which the lawsuit is brought, but is not a direct party in the event.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner at Schall Brown & Schwartz LLP, and is a contact for investors.
Aug 13, 2026 · 28 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body overseeing securities laws. Peabody filed reports with the SEC, and the class actions allege violations of SEC rules. The SEC may also investigate the matter.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a contact at DJS Law Group for investors.
Jul 13, 2026 · 171 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that oversees securities laws. The class action alleges violations of SEC rules, but the SEC itself is not a party to the lawsuit.
David Schwartz (disambiguation): David Schwartz (disambiguation) is an attorney at DJS Law Group, involved in the class action against GPGI.
Jul 07, 2026 · 248 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under which the securities laws were allegedly violated. It is not a party to the class action but may have regulatory interest.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner of Schall Brown & Schwartz LLP and is listed as a contact for the class action. He is involved in soliciting investors.
Aug 07, 2026 · 38 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under whose rules the lawsuit is brought, but is not a direct party in the litigation.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner at Schall Brown & Schwartz LLP, and is involved in reminding investors of the class action.
Jul 06, 2026 · 228 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under which the securities laws were allegedly violated. The SEC may investigate Datavault AI further, but no action has been announced.
David Schwartz (disambiguation): David Schwartz (disambiguation) is a founding partner of Schall Brown & Schwartz LLP, which is representing investors in the Datavault AI class action.
Aug 05, 2026 · 102 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under whose rules the lawsuit is brought; no direct involvement in the case.
David Schwartz (disambiguation): Attorney at DJS Law Group, listed as contact.
May 09, 2026 · 221 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulatory body whose rules were allegedly violated.
David Schwartz (disambiguation): Attorney at DJS Law Group; contact for investors.
May 27, 2026 · 310 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulatory body that promulgated Rule 10b-5 under the Securities Exchange Act of 1934, which is the basis for the lawsuit. The SEC may investigate the matter further.
David Schwartz (disambiguation): David Schwartz (disambiguation) is the contact attorney at DJS Law Group for the class action.
Jun 15, 2026 · 61 articles
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