United States — United States Securities and Exchange Commission & Howard G. Smith
21 shared events · Importance 9 · Last updated Aug 15, 2026
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Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Veritone failed to file its annual report and whose whistleblower program is mentioned for non-public information.
Howard G. Smith: Howard G. Smith of Law Offices of Howard G. Smith is a contact for investors interested in the class action lawsuit against Veritone.
May 19, 2026 · 303 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator that promulgated Rule 10b-5, under which the lawsuit is brought. It may also be investigating the allegations.
Howard G. Smith: Howard G. Smith, of Law Offices of Howard G. Smith, is a contact for investors seeking to participate in the class action.
Jun 14, 2026 · 294 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which the class action lawsuit against Microsoft is filed, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Howard G. Smith: Howard G. Smith is an attorney at the Law Offices of Howard G. Smith, encouraging investors to contact his firm regarding the Microsoft class action.
Jun 14, 2026 · 303 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules Calix is alleged to have violated, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Howard G. Smith: Howard G. Smith is associated with Law Offices of Howard G. Smith, which is involved in the class action lawsuit against Calix.
May 19, 2026 · 317 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules (Rule 10b-5) under which the class action lawsuit against Globant is filed, providing the legal framework for the case.
Howard G. Smith: Howard G. Smith is an attorney at The Law Offices of Howard G. Smith, urging investors to participate in the securities fraud class action lawsuit against Globant.
Apr 27, 2026 · 131 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC may investigate Bloom Energy's disclosures and potential securities law violations. Whistleblower provisions could lead to additional penalties.
Howard G. Smith: Howard G. Smith is the attorney at Law Offices of Howard G. Smith and is a contact for the class action.
Jul 08, 2026 · 195 articles
Business
United States — United States Securities and Exchange Commission: The class action lawsuit alleges violations of rules promulgated by the United States — United States Securities and Exchange Commission. The SEC Whistleblower program is also mentioned as an avenue for individuals with non-public information.
Howard G. Smith: Howard G. Smith is an attorney whose law offices have announced an opportunity for investors with substantial losses in Commvault Inc. to lead a securities fraud class action lawsuit.
May 18, 2026 · 300 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced in the whistleblower program, which may incentivize individuals to provide information about GE HealthCare's conduct.
Howard G. Smith: The Law Offices of Howard G. Smith is another law firm investigating GE HealthCare and encouraging affected investors to contact them.
Jul 07, 2026 · 27 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is mentioned in connection with whistleblower rewards and the securities laws at issue.
Howard G. Smith: Law Offices of Howard G. Smith encouraged Primoris shareholders to inquire about the securities fraud class action.
May 19, 2026 · 235 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under which the securities laws were allegedly violated, and whistleblowers may report to the SEC.
Howard G. Smith: Attorney at Law Offices of Howard G. Smith.
May 21, 2026 · 278 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Lucid Motors is alleged to have violated, leading to the class action lawsuits.
Howard G. Smith: Howard G. Smith is associated with Law Offices of Howard G. Smith, a firm involved in the class action lawsuit against Lucid Motors.
May 30, 2026 · 308 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under whose rules the lawsuit is brought; no direct involvement in the case.
Howard G. Smith: Attorney at Law Offices of Howard G. Smith, listed as contact.
May 09, 2026 · 221 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulatory body whose rules were allegedly violated.
Howard G. Smith: Attorney at Law Offices of Howard G. Smith; contact for investors.
May 27, 2026 · 310 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulatory body that promulgated Rule 10b-5 under the Securities Exchange Act of 1934, which is the basis for the lawsuit. The SEC may investigate the matter further.
Howard G. Smith: Howard G. Smith is the attorney at Law Offices of Howard G. Smith, representing investors in the class action.
Jun 15, 2026 · 61 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body under which the securities laws were allegedly violated, but it is not a party to the lawsuit.
Howard G. Smith: Howard G. Smith is the attorney at Law Offices of Howard G. Smith.
Jun 25, 2026 · 148 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulator referenced in the lawsuits.
Howard G. Smith: Attorney at Law Offices of Howard G. Smith, contact for investors in the class action.
Jun 26, 2026 · 306 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC's Whistleblower Program is mentioned as a potential avenue for informants, but the SEC itself is not directly involved in the investigations at this stage.
Howard G. Smith: Howard G. Smith is a law firm investigating Alphabet for securities law violations and representing investors.
Jul 16, 2026 · 40 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced in the lawsuit for Rule 10b-5 violations. It may investigate or take regulatory action based on the allegations.
Howard G. Smith: Howard G. Smith is the namesake of Law Offices of Howard G. Smith.
Jun 25, 2026 · 307 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under which the securities laws were violated. It may investigate the alleged misconduct, but its role in this event is peripheral.
Howard G. Smith: Howard G. Smith is the principal of the Law Offices of Howard G. Smith, which filed a class action against Illumina — Holy Grail. He is a contact for investors.
Jun 09, 2026 · 192 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under whose rules the claims are brought. It is not a party but its rules are central to the case.
Howard G. Smith: Attorney at Law Offices of Howard G. Smith.
Jun 24, 2026 · 304 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under which the securities laws were allegedly violated. It is not a party to the lawsuit.
Howard G. Smith: Attorney at Law Offices of Howard G. Smith, involved in the Intuit class action.
Jul 11, 2026 · 196 articles
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