United States — United States Securities and Exchange Commission & Lawrence Rosen
69 shared events · Importance 19 · Last updated Jul 06, 2026
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Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules Calix is alleged to have violated, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, recognized for his work in securities class actions.
May 19, 2026 · 275 articles
Business
United States — United States Securities and Exchange Commission: The SEC Whistleblower Program is mentioned as an option for individuals with non-public information regarding Zoetis to aid the investigation and potentially receive rewards.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, recognized for his work in securities class actions, and is involved in the firm's efforts regarding the Zoetis lawsuit.
May 18, 2026 · 251 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Rule 10b-5) and sections of the Securities Exchange Act of 1934 are cited as the basis for the lawsuit against Flow Capital Corporation
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is actively involved in the class action lawsuit against FS KKR Capital.
May 05, 2026 · 221 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Veritone failed to file its annual report and whose whistleblower program is mentioned for non-public information.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, recognized for his work in securities class actions.
May 19, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which BitGo filed its registration statement and prospectus in connection with its IPO, and is the authority overseeing the alleged securities law violations.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is leading the class action lawsuit against Nubank Corp.
Apr 09, 2026 · 347 articles
Regulatory
United States — United States Securities and Exchange Commission: Elauwit Connection filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission, announcing non-reliance on previously issued financial statements.
Lawrence Rosen: Lawrence Rosen, Esq. is a founding partner of the Rosen Law Firm and a contact person for the class action investigation.
May 20, 2026 · 22 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules (Rule 10b-5) are alleged to have been violated by Sportradar.
Lawrence Rosen: Lawrence Rosen, a founding partner of Rosen Law Firm, is involved in the firm's efforts to represent investors in the class action lawsuit against Sportradar.
May 21, 2026 · 218 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates Rule 10b-5, which Helen of Troy Limited is accused of violating.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, recognized for his work in securities class actions and shareholder derivative litigation.
Jun 02, 2026 · 123 articles
Business
United States — United States Securities and Exchange Commission: The lawsuit against PayPal is for violations of regulations promulgated by the United States — United States Securities and Exchange Commission, indicating the regulatory framework governing the alleged misconduct.
Lawrence Rosen: Lawrence Rosen, founding partner of Rosen Law Firm, is recognized for his work in securities class actions, which includes the lawsuit against PayPal.
Apr 01, 2026 · 33 articles
Regulatory
United States — United States Securities and Exchange Commission: The lawsuit references violations of rules promulgated by the United States — United States Securities and Exchange Commission, indicating the regulatory framework under which the alleged fraud occurred. The agency's rules are the basis for the legal action.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is involved in the class action lawsuit against Badger Meter.
May 19, 2026 · 265 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which SES AI Corporation is being sued for violations of the Securities Exchange Act of 1934.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is actively involved in the class action lawsuit against SES AI Corporation.
Apr 28, 2026 · 179 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are the basis for the alleged violations in the class action lawsuit.
Lawrence Rosen: Lawrence Rosen, founding partner of Rosen Law Firm, is recognized for his firm's work in securities class actions, including the one against Phreesia.
Apr 14, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission received the Registration Statement and Prospectus from Via Transportation in connection with its IPO.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is leading the class action lawsuit against Via Transportation.
Jun 09, 2026 · 192 articles
Regulatory
United States — United States Securities and Exchange Commission: HDFC Bank — Credila Financial Services filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission, which contained the financial results that triggered the stock price drop and subsequent investigation.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is leading the investigation and class action against HDFC Bank — Credila Financial Services.
May 03, 2026 · 66 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules under which AeroVironment is being sued, specifically Rule 10b-5. The event highlights the regulatory framework it oversees.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is leading the class action lawsuit against AeroVironment.
May 27, 2026 · 266 articles
Business
United States — United States Securities and Exchange Commission: The class action lawsuit alleges violations of rules promulgated by the United States — United States Securities and Exchange Commission. The SEC Whistleblower program is also mentioned as an avenue for individuals with non-public information.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is involved in the class action lawsuit against Commvault.
May 18, 2026 · 300 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules the alleged violations of the Securities Exchange Act of 1934 and Rule 10b-5 were promulgated.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is actively involved in the class action lawsuit against Graphic Packaging.
May 09, 2026 · 188 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is referenced as the body under which rules Immutep is alleged to have violated.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is leading the securities class action against Immutep.
May 18, 2026 · 105 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Lucid Motors is alleged to have violated, leading to the class action lawsuits.
Lawrence Rosen: Lawrence Rosen is a founding partner at Rosen Law Firm, a firm involved in the class action lawsuit against Lucid Motors.
May 30, 2026 · 192 articles
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