United States — United States Securities and Exchange Commission & Lawrence Rosen
129 shared events · Importance 35 · Last updated Aug 25, 2026
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Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules Calix is alleged to have violated, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, recognized for his work in securities class actions.
May 19, 2026 · 317 articles
Business
United States — United States Securities and Exchange Commission: The SEC Whistleblower Program is mentioned as an option for individuals with non-public information regarding Zoetis to aid the investigation and potentially receive rewards.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, recognized for his work in securities class actions, and is involved in the firm's efforts regarding the Zoetis lawsuit.
May 18, 2026 · 316 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules and acts are cited as the basis for the class action lawsuit against Medpace.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is leading the class action lawsuit against Medpace.
Apr 08, 2026 · 74 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules the class action lawsuit against Aldeyra Therapeutics for violations of §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 is being pursued.
Lawrence Rosen: Lawrence Rosen, a founding partner of Rosen Law Firm, is mentioned as a key figure in the firm's success in securities class actions, which is handling the lawsuit against Aldeyra Therapeutics.
Apr 24, 2026 · 80 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Veritone failed to file its annual report and whose whistleblower program is mentioned for non-public information.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, recognized for his work in securities class actions.
May 19, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is mentioned in the context of the rules violated by Gossamer Bio and the whistleblower program.
Lawrence Rosen: Lawrence Rosen, founding partner of Rosen Law Firm, is highlighted for his firm's track record in securities class actions, which is relevant to the ongoing lawsuit against Gossamer Bio.
Apr 01, 2026 · 228 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which BitGo filed its registration statement and prospectus in connection with its IPO, and is the authority overseeing the alleged securities law violations.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is leading the class action lawsuit against Nubank Corp.
Apr 09, 2026 · 347 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced in the whistleblower program context, and may potentially investigate Suja Life for securities law violations.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, involved in the investigation and potential class action against Suja Life.
Aug 05, 2026 · 20 articles
Regulatory
United States — United States Securities and Exchange Commission: Elauwit Connection filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission, announcing non-reliance on previously issued financial statements.
Lawrence Rosen: Lawrence Rosen, Esq. is a founding partner of the Rosen Law Firm and a contact person for the class action investigation.
May 20, 2026 · 63 articles
Regulatory
United States — United States Securities and Exchange Commission: Regencell Bioscience Holdings disclosed the U.S. Department of Justice investigation in a filing with the United States — United States Securities and Exchange Commission.
Lawrence Rosen: Lawrence Rosen, founding partner of Rosen Law Firm, is highlighted for his firm's success in securities class actions and its role in the Regencell Bioscience Holdings lawsuit.
Apr 25, 2026 · 206 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC's Whistleblower Program is referenced as a channel for reporting non-public information about Microvast, indicating potential regulatory scrutiny.
Lawrence Rosen: Founding partner of Rosen Law Firm, involved in the litigation.
Jul 22, 2026 · 136 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuits are filed. The SEC may investigate the alleged spoofing, potentially leading to enforcement actions.
Lawrence Rosen: Lawrence Rosen is the founding partner of Rosen Law Firm and is listed as a contact. He is involved in the litigation.
Jun 30, 2026 · 170 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body with which PennyMac filed its Form 8-K. The investigation may lead to further regulatory scrutiny, but the SEC itself is not directly impacted financially.
Lawrence Rosen: Lawrence Rosen is the founding partner of Rosen Law Firm and is involved in the investigation. His reputation is enhanced by leading high-profile securities cases.
Jul 04, 2026 · 21 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator that promulgated Rule 10b-5, under which the lawsuit is brought. It may also be investigating the allegations.
Lawrence Rosen: Lawrence Rosen is a founding partner at Rosen Law Firm, involved in the class action. He is a key figure in the litigation.
Jun 14, 2026 · 294 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are cited as the basis for the class action lawsuits against Upstart Holdings.
Lawrence Rosen: Lawrence Rosen, founding partner of Rosen Law Firm, is highlighted for his firm's success in securities class actions and is involved in the Upstart Holdings lawsuit.
Apr 09, 2026 · 108 articles
Business
United States — United States Securities and Exchange Commission: The lawsuit against PayPal is for violations of regulations promulgated by the United States — United States Securities and Exchange Commission, indicating the regulatory framework governing the alleged misconduct.
Lawrence Rosen: Lawrence Rosen, founding partner of Rosen Law Firm, is recognized for his work in securities class actions, which includes the lawsuit against PayPal.
Apr 01, 2026 · 33 articles
Regulatory
United States — United States Securities and Exchange Commission: The lawsuit references violations of rules promulgated by the United States — United States Securities and Exchange Commission, indicating the regulatory framework under which the alleged fraud occurred. The agency's rules are the basis for the legal action.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is involved in the class action lawsuit against Badger Meter.
May 19, 2026 · 304 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulatory body under whose rules the lawsuit is brought (Rule 10b-5). The SEC itself is not a party but the case highlights potential regulatory scrutiny of ARS Pharmaceuticals' disclosures.
Lawrence Rosen: Lawrence Rosen is the founding partner of Rosen Law Firm and is involved in the class action. His firm's reputation and experience are leveraged in the litigation.
Aug 06, 2026 · 75 articles
Regulatory
United States — United States Securities and Exchange Commission: Mentioned in the context of the whistleblower program, which could provide incentives for individuals to report securities violations. The SEC is not a party to the class action.
Lawrence Rosen: Founding partner of Rosen Law Firm, which is representing investors in the class action.
Jun 24, 2026 · 112 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is mentioned in connection with the whistleblower program, which could incentivize insiders to provide information. The SEC may also investigate Primoris separately.
Lawrence Rosen: Lawrence Rosen is the founding partner of Rosen Law Firm, which is involved in the case. His firm's reputation is at stake, and a successful outcome could bolster it.
Jul 28, 2026 · 60 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which SES AI Corporation is being sued for violations of the Securities Exchange Act of 1934.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is actively involved in the class action lawsuit against SES AI Corporation.
Apr 28, 2026 · 179 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator under which the securities laws were allegedly violated, and whistleblowers may report to the SEC.
Lawrence Rosen: Founding partner of Rosen Law Firm.
May 21, 2026 · 278 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuit is filed. The SEC may also be involved in whistleblower programs related to the case.
Lawrence Rosen: Lawrence Rosen is a founding partner at Rosen Law Firm, which is involved in the class action.
Jun 04, 2026 · 274 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that oversees securities laws. The lawsuit alleges violations of SEC rules, and the SEC may be involved in the regulatory aspects of the case.
Lawrence Rosen: Lawrence Rosen is the founding partner of Rosen Law Firm and is involved in the class action, representing investors.
Jun 27, 2026 · 156 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that promulgated Rule 10b-5 under which the lawsuit is brought, and may investigate the accounting issues.
Lawrence Rosen: Lawrence Rosen is a founding partner at Rosen Law Firm.
Jul 13, 2026 · 173 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are the basis for the alleged violations in the class action lawsuit.
Lawrence Rosen: Lawrence Rosen, founding partner of Rosen Law Firm, is recognized for his firm's work in securities class actions, including the one against Phreesia.
Apr 14, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission whistleblower program is mentioned as an option for individuals with non-public information regarding Sportradar.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, involved in the Sportradar class action lawsuit.
Apr 23, 2026 · 383 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC may investigate Bloom Energy's disclosures and potential securities law violations. Whistleblower provisions could lead to additional penalties.
Lawrence Rosen: Lawrence Rosen is a founding partner at Rosen Law Firm and is a contact for the class action.
Jul 08, 2026 · 195 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC's whistleblower program is referenced as a potential avenue for information. The SEC may also investigate the alleged securities law violations.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm, which is involved in the class action. His firm's reputation is enhanced by the case.
Jul 31, 2026 · 49 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is referenced as the regulator under whose rules the lawsuits are brought. It may investigate the matter.
Lawrence Rosen: Lawrence Rosen is a founding partner of Rosen Law Firm and has been recognized for his work in securities class actions.
May 22, 2026 · 113 articles
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