United States — United States Securities and Exchange Commission & Philip Kim
135 shared events · Importance 34 · Last updated Aug 22, 2026
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Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules and acts are cited as the basis for the class action lawsuit against Medpace.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm and is a contact person for investors interested in joining the Medpace class action lawsuit.
Apr 08, 2026 · 74 articles
Business
United States — United States Securities and Exchange Commission: The SEC Whistleblower Program is mentioned as an option for individuals with non-public information regarding Zoetis to aid the investigation and potentially receive rewards.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, providing contact information for investors interested in joining the class action lawsuit against Zoetis.
May 18, 2026 · 316 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules the class action lawsuit against Aldeyra Therapeutics for violations of §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 is being pursued.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, providing information and assistance to investors regarding the Aldeyra Therapeutics class action.
Apr 24, 2026 · 80 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules (Rule 10b-5) under which the class action lawsuit against Globant is filed, providing the legal framework for the case.
Philip Kim: Phillip Kim is an attorney at Rosen Law Firm, providing information and assistance to investors regarding the Globant class action.
Apr 27, 2026 · 131 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is mentioned in the context of the rules violated by Gossamer Bio and the whistleblower program.
Philip Kim: Philip Kim, an attorney at Rosen Law Firm, is a contact person for investors interested in joining the class action lawsuit against Gossamer Bio.
Apr 01, 2026 · 228 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which BitGo filed its registration statement and prospectus in connection with its IPO, and is the authority overseeing the alleged securities law violations.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, who can be contacted by investors interested in the class action lawsuits against GeneDx Holdings Corporation and BitGo
Apr 09, 2026 · 347 articles
Regulatory
United States — United States Securities and Exchange Commission: Elauwit Connection filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission, announcing non-reliance on previously issued financial statements.
Philip Kim: Philip Kim, Esq. is a contact person at the Rosen Law Firm for investors interested in joining the prospective class action against Elauwit Connection.
May 20, 2026 · 63 articles
Regulatory
United States — United States Securities and Exchange Commission: Regencell Bioscience Holdings disclosed the U.S. Department of Justice investigation in a filing with the United States — United States Securities and Exchange Commission.
Philip Kim: Philip Kim, an attorney at Rosen Law Firm, is a key contact for investors interested in joining the class action lawsuit against Regencell Bioscience Holdings.
Apr 25, 2026 · 206 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC's Whistleblower Program is referenced as a channel for reporting non-public information about Microvast, indicating potential regulatory scrutiny.
Philip Kim: Attorney at Rosen Law Firm, involved in the litigation.
Jul 22, 2026 · 136 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuits are filed. The SEC may investigate the alleged spoofing, potentially leading to enforcement actions.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm and is listed as a contact for investors. He is involved in the litigation.
Jun 30, 2026 · 170 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which SES AI Corporation is being sued for violations of the Securities Exchange Act of 1934.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, providing information and assistance to investors regarding the SES AI Corporation class action.
Apr 28, 2026 · 179 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator that promulgated Rule 10b-5, under which the lawsuit is brought. It may also be investigating the allegations.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, involved in the class action. He is a key figure in the litigation.
Jun 14, 2026 · 294 articles
Regulatory
United States — United States Securities and Exchange Commission: The lawsuit references violations of rules promulgated by the United States — United States Securities and Exchange Commission, indicating the regulatory framework under which the alleged fraud occurred. The agency's rules are the basis for the legal action.
Philip Kim: Philip Kim is associated with Rosen Law Firm, which has announced a class action lawsuit against Badger Meter.
May 19, 2026 · 304 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are cited as the basis for the class action lawsuits against Upstart Holdings.
Philip Kim: Philip Kim, an attorney at Rosen Law Firm, is a contact person for investors interested in joining the class action lawsuit against Upstart Holdings.
Apr 09, 2026 · 108 articles
Regulatory
United States — United States Securities and Exchange Commission: Supermicro missed filing deadlines with the United States — United States Securities and Exchange Commission, which was an early indicator of the internal issues related to export control compliance.
Philip Kim: Phillip Kim is an attorney at Rosen Law Firm and serves as a contact for investors interested in joining the Supermicro class action lawsuit.
May 01, 2026 · 90 articles
Business
United States — United States Securities and Exchange Commission: The lawsuit against PayPal is for violations of regulations promulgated by the United States — United States Securities and Exchange Commission, indicating the regulatory framework governing the alleged misconduct.
Philip Kim: Philip Kim, an attorney at Rosen Law Firm, is a contact person for investors interested in joining the PayPal class action lawsuit.
Apr 01, 2026 · 33 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced in the whistleblower program context, and may potentially investigate Suja Life for securities law violations.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm handling investor inquiries and the class action case against Suja Life.
Aug 05, 2026 · 20 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Veritone failed to file its annual report and whose whistleblower program is mentioned for non-public information.
Philip Kim: Philip Kim of Rosen Law Firm is a contact for investors interested in joining the Veritone class action.
May 19, 2026 · 303 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is mentioned in connection with the whistleblower program, which could incentivize insiders to provide information. The SEC may also investigate Primoris separately.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm handling investor inquiries. His role is to facilitate investor participation in the class action.
Jul 28, 2026 · 60 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body with which PennyMac filed its Form 8-K. The investigation may lead to further regulatory scrutiny, but the SEC itself is not directly impacted financially.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm handling the case. His involvement is part of his professional duties, with no direct financial impact.
Jul 04, 2026 · 21 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuit is filed. The SEC may also be involved in whistleblower programs related to the case.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, available to assist investors with the class action.
Jun 04, 2026 · 274 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that oversees securities laws. The lawsuit alleges violations of SEC rules, and the SEC may be involved in the regulatory aspects of the case.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm and is involved in the class action, providing legal counsel to investors.
Jun 27, 2026 · 156 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that promulgated Rule 10b-5 under which the lawsuit is brought, and may investigate the accounting issues.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, contact for investors.
Jul 13, 2026 · 173 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which the class action lawsuit against Microsoft is filed, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, providing information and counsel to investors regarding the Microsoft class action.
Jun 14, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are the basis for the alleged violations in the class action lawsuit.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, providing information and assistance to investors regarding the Phreesia class action.
Apr 14, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules under which the alleged violations occurred, providing the legal framework for the class action lawsuits.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, providing information and encouraging investors to join the class action against POET Technologies.
Apr 30, 2026 · 191 articles
Business
United States — United States Securities and Exchange Commission: The U.S. Securities and Exchange Commission promulgated the rules (Rule 10b-5) under which the lawsuit against Pinterest is being filed, indicating the legal framework for the action.
Philip Kim: Philip Kim, an attorney at Rosen Law Firm, is a key contact for investors interested in joining the Pinterest class action lawsuit, facilitating the firm's efforts to gather plaintiffs.
May 18, 2026 · 40 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules Calix is alleged to have violated, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Philip Kim: Philip Kim is associated with Rosen Law Firm, encouraging investors to join the Calix class action.
May 19, 2026 · 317 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission whistleblower program is mentioned as an option for individuals with non-public information regarding Sportradar.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm, providing contact for investors regarding the Sportradar class action lawsuit.
Apr 23, 2026 · 383 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC may investigate Bloom Energy's disclosures and potential securities law violations. Whistleblower provisions could lead to additional penalties.
Philip Kim: Philip Kim is an attorney at Rosen Law Firm and is a contact for the class action.
Jul 08, 2026 · 195 articles
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