United States — United States Securities and Exchange Commission & BTIG
15 shared events · Importance 4 · Last updated Aug 13, 2026
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Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the shelf registration statement effective, allowing NRx Pharmaceuticals to proceed with its public offering, ensuring regulatory compliance.
BTIG: BTIG, LLC is acting as the lead bookrunning manager for the public offering by NRx Pharmaceuticals, facilitating the sale of shares and earning underwriting discounts and commissions.
Jun 02, 2026 · 10 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission (SEC) is the regulatory body with which Humacyte filed its shelf registration statement and prospectus supplements for the offering, ensuring compliance with securities laws.
BTIG: BTIG is acting as a joint book-running manager for Humacyte's public offering, assisting in the sale of common stock.
Jun 10, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission reviewed and made effective the registration statement for Tribeca Strategic Acquisition Corporation's IPO, ensuring regulatory compliance.
BTIG: BTIG, LLC is acting as the sole book-running manager for the IPO of Tribeca Strategic Acquisition Corporation, facilitating the offering and potentially benefiting from associated fees.
May 28, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The SEC is the regulatory body overseeing the offering through the shelf registration statement. Its role is regulatory and does not directly affect its market position.
BTIG: BTIG is acting as joint bookrunning manager for the offering, earning underwriting fees and commissions. Its role is supportive and does not directly affect its market position.
Aug 12, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, fulfilling its regulatory role in the IPO process.
BTIG: BTIG acted as sole book-running manager for the IPO, earning underwriting fees and strengthening its position in SPAC offerings.
Jul 23, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared effective Altor BioScience' shelf registration statement on Form S-3, allowing the public offering to proceed.
BTIG: BTIG is acting as a lead manager for the public offering by Altor BioScience.
Jun 03, 2026 · 12 articles
Business
United States — United States Securities and Exchange Commission: The SEC is the regulator overseeing the offering, which is conducted under a shelf registration statement filed with it.
BTIG: As a bookrunner, BTIG will earn fees and support the offering.
Aug 10, 2026 · 8 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulatory body whose rules were allegedly violated.
BTIG: BTIG is an analyst firm that cut its price target for AeroVironment, calling the SCAR termination 'disappointing,' reflecting the market's reassessment of the company's prospects.
May 27, 2026 · 310 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Sophia Genetics's offering effective, ensuring regulatory compliance.
BTIG: BTIG is acting as a lead manager for the public offering by Sophia Genetics.
Jun 16, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The SEC declared Reformation's registration statement effective, enabling the IPO to proceed.
BTIG: BTIG acted as additional bookrunning manager, earning underwriting fees.
Jul 20, 2026 · 19 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which Mountain Lake Acquisition Corp. II will file a registration statement for the proposed business combination.
BTIG: BTIG is serving as financial and capital markets advisor to Mountain Lake Acquisition Corp. II.
Apr 09, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The SEC is the regulatory body overseeing the offering's registration and prospectus.
BTIG: BTIG is a co-manager, participating in the offering.
Jul 06, 2026 · 10 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the Registration Statement on Form S-1 effective for the offering.
BTIG: BTIG acted as a bookrunner for the offering.
Apr 06, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Investment Technology Group's IPO effective, fulfilling regulatory requirements.
BTIG: BTIG is acting as a co-manager for Investment Technology Group's IPO.
Jun 30, 2026 · 6 articles
Business
BTIG: BTIG acted as the sole book-running manager for NewHold Investment Corp IV's IPO.
Apr 14, 2026 · 10 articles
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