United States — United States Securities and Exchange Commission & Maxim Group
9 shared events · Importance 4 · Last updated Jun 18, 2026
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Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Disciplined Growth Acquisition Corporation's units and underlying securities effective, ensuring regulatory compliance for the IPO.
Maxim Group: Maxim Group acted as the sole book-running manager for the initial public offering of Disciplined Growth Acquisition Corporation, playing a crucial role in the offering's execution and success.
May 27, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement effective, allowing the public offering to proceed.
Maxim Group: Maxim Group LLC acted as the sole placement agent for the offering, facilitating the transaction for Tianci International, Inc.
Jun 16, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the shelf registration statement effective, allowing Jianzhi Education Technology Group Company Limited to proceed with its offering. Its role is regulatory oversight.
Maxim Group: Maxim Group served as the exclusive placement agent for the offering, facilitating the transaction for Jianzhi Education Technology Group Company Limited. This role enhances its reputation in financial services.
Jun 02, 2026 · 9 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared Duke Robotics Corp.'s registration statement effective, allowing the public offering to proceed, ensuring regulatory compliance.
Maxim Group: Maxim Group LLC acted as the sole book-running manager for Duke Robotics Corp.'s public offering, facilitating the transaction and potentially earning fees.
May 18, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: Declared Elong Power's registration statement effective, enabling the offering.
Maxim Group: Maxim Group acted as sole placement agent for the offering, earning fees.
Jul 10, 2026 · 9 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulatory body under whose rules the alleged violations occurred, but is not a party to the lawsuit.
Maxim Group: Maxim Group downgraded Immutep to Hold and removed its price target, citing a significant lack of clarity on the path forward for the company.
May 18, 2026 · 158 articles
Business
United States — United States Securities and Exchange Commission: Declared the company's Form F-1 registration statement effective, enabling the offering. This is a routine regulatory action.
Maxim Group: Served as sole placement agent, earning fees from the offering. Its role is routine and does not materially affect its business.
Aug 03, 2026 · 8 articles
Business
Maxim Group: Maxim Group acted as the sole-book running manager for BHAV Acquisition Corp's initial public offering.
Apr 14, 2026 · 6 articles
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