United States — United States Securities and Exchange Commission & Rosen Law Firm
142 shared events · Importance 39 · Last updated Aug 25, 2026
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Regulatory
United States — United States Securities and Exchange Commission: Elauwit Connection filed a Current Report on Form 8-K with the United States — United States Securities and Exchange Commission, announcing non-reliance on previously issued financial statements.
Rosen Law Firm: Rosen Law Firm is investigating potential securities claims against Elauwit Connection and is preparing a class action lawsuit on behalf of its shareholders.
May 20, 2026 · 63 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which BitGo filed its registration statement and prospectus in connection with its IPO, and is the authority overseeing the alleged securities law violations.
Rosen Law Firm: Rosen Law Firm is a global investor rights law firm that has announced a class action lawsuit on behalf of purchasers of GeneDx Holdings Corporation common stock.
Apr 09, 2026 · 347 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC's Whistleblower Program is referenced as a channel for reporting non-public information about Microvast, indicating potential regulatory scrutiny.
Rosen Law Firm: A global investor rights law firm that filed a class action and is encouraging investors to join. It stands to gain from the litigation.
Jul 22, 2026 · 136 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced in the whistleblower program context, and may potentially investigate Suja Life for securities law violations.
Rosen Law Firm: Rosen Law Firm is conducting an investigation and preparing a class action on behalf of Suja investors, potentially benefiting from contingency fees if successful.
Aug 05, 2026 · 20 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is mentioned in the context of the rules violated by Gossamer Bio and the whistleblower program.
Rosen Law Firm: Rosen Law Firm is initiating and representing investors in a class action lawsuit against Gossamer Bio, seeking compensation for alleged securities fraud.
Apr 01, 2026 · 228 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body with which PennyMac filed its Form 8-K. The investigation may lead to further regulatory scrutiny, but the SEC itself is not directly impacted financially.
Rosen Law Firm: Rosen Law Firm is leading the investigation and preparing a class action. This enhances its profile as a plaintiff's firm, potentially attracting more clients, though it also involves significant legal effort and resources.
Jul 04, 2026 · 21 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuits are filed. The SEC may investigate the alleged spoofing, potentially leading to enforcement actions.
Rosen Law Firm: Rosen Law Firm is one of the law firms representing investors in the class action. The firm stands to gain from successful litigation, potentially recovering fees and enhancing its reputation.
Jun 30, 2026 · 170 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Lucid Motors is alleged to have violated, leading to the class action lawsuits.
Rosen Law Firm: Rosen Law Firm announces a class action lawsuit on behalf of purchasers of Lucid Motors securities.
May 30, 2026 · 308 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules Veritone failed to file its annual report and whose whistleblower program is mentioned for non-public information.
Rosen Law Firm: Rosen Law Firm, a global investor rights law firm, has announced a class action lawsuit against Veritone for purchasers of its securities.
May 19, 2026 · 303 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates rules under which SES AI Corporation is being sued for violations of the Securities Exchange Act of 1934.
Rosen Law Firm: Rosen Law Firm, a global investor rights law firm, reminds purchasers of SES AI Corporation securities of the lead plaintiff deadline in the securities class action.
Apr 28, 2026 · 179 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulator that promulgated Rule 10b-5, under which the lawsuit is brought. It may also be investigating the allegations.
Rosen Law Firm: The Rosen Law Firm is a lead plaintiff in the class action, having filed the first complaint. It is actively recruiting investors and stands to gain from a favorable outcome.
Jun 14, 2026 · 294 articles
Business
United States — United States Securities and Exchange Commission: The SEC Whistleblower Program is mentioned as an option for individuals with non-public information regarding Zoetis to aid the investigation and potentially receive rewards.
Rosen Law Firm: Rosen Law Firm is a global investor rights law firm that reminds purchasers of Zoetis securities about the lead plaintiff deadline for the class action lawsuit.
May 18, 2026 · 316 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules and acts are cited as the basis for the class action lawsuit against Medpace.
Rosen Law Firm: Rosen Law Firm is initiating and encouraging investors to join a class action lawsuit against Medpace, seeking compensation for alleged investor damages.
Apr 08, 2026 · 74 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under whose rules the class action lawsuit against Aldeyra Therapeutics for violations of §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 is being pursued.
Rosen Law Firm: Rosen Law Firm is a global investor rights law firm that reminds purchasers of Aldeyra Therapeutics securities about the lead plaintiff deadline in the securities class action it first filed.
Apr 24, 2026 · 80 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission whistleblower program is mentioned as an option for individuals with non-public information regarding Sportradar.
Rosen Law Firm: Rosen Law Firm is investigating potential securities claims and has announced a class action lawsuit against Sportradar on behalf of purchasers of its Class A ordinary shares.
Apr 23, 2026 · 383 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission promulgates the rules (Rule 10b-5) under which the class action lawsuit against Globant is filed, providing the legal framework for the case.
Rosen Law Firm: Rosen Law Firm is a global investor rights law firm that has announced a class action lawsuit against Globant and is encouraging investors to join.
Apr 27, 2026 · 131 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body that promulgated Rule 10b-5, under which the lawsuit is filed. The SEC may also be involved in whistleblower programs related to the case.
Rosen Law Firm: Rosen Law Firm is reminding investors of the August 3, 2026 lead plaintiff deadline in the GeneDx Holdings Corporation class action. The firm is representing investors who purchased GeneDx Holdings Corporation common stock during the class period.
Jun 04, 2026 · 274 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that oversees securities laws. The lawsuit alleges violations of SEC rules, and the SEC may be involved in the regulatory aspects of the case.
Rosen Law Firm: Rosen Law Firm is a prominent investor rights law firm involved in the class action, encouraging investors to join the lawsuit. The firm has a track record in securities class actions.
Jun 27, 2026 · 156 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that promulgated Rule 10b-5 under which the lawsuit is brought, and may investigate the accounting issues.
Rosen Law Firm: Rosen Law Firm is soliciting lead plaintiffs for the class action, representing investors.
Jul 13, 2026 · 173 articles
Regulatory
United States — United States Securities and Exchange Commission: The lawsuit references violations of rules promulgated by the United States — United States Securities and Exchange Commission, indicating the regulatory framework under which the alleged fraud occurred. The agency's rules are the basis for the legal action.
Rosen Law Firm: Rosen Law Firm, a global investor rights law firm, announced a class action lawsuit against Badger Meter and is seeking lead plaintiffs.
May 19, 2026 · 304 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission's rules (Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5) are cited as the basis for the class action lawsuits against Upstart Holdings.
Rosen Law Firm: Rosen Law Firm is actively encouraging investors to join the class action lawsuit against Upstart Holdings, seeking compensation for alleged securities fraud.
Apr 09, 2026 · 108 articles
Regulatory
United States — United States Securities and Exchange Commission: Supermicro missed filing deadlines with the United States — United States Securities and Exchange Commission, which was an early indicator of the internal issues related to export control compliance.
Rosen Law Firm: Rosen Law Firm is a global investor rights law firm that has also filed a class action lawsuit against Supermicro, reminding investors of the lead plaintiff deadline and encouraging participation.
May 01, 2026 · 90 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body whose rules Calix is alleged to have violated, specifically §§10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5.
Rosen Law Firm: Rosen Law Firm, a global investor rights law firm, announced a class action lawsuit on behalf of purchasers of Calix securities.
May 19, 2026 · 317 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulatory body overseeing securities laws. Its whistleblower program is referenced, and it may investigate the alleged violations.
Rosen Law Firm: Prominent investor rights firm reminding shareholders of the deadline and seeking lead plaintiff role.
Jun 30, 2026 · 170 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC may investigate Bloom Energy's disclosures and potential securities law violations. Whistleblower provisions could lead to additional penalties.
Rosen Law Firm: Rosen Law Firm announced and reminded investors of the class action and the lead plaintiff deadline. It is one of the firms representing investors in the litigation.
Jul 08, 2026 · 195 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is referenced as the regulatory body under whose rules the lawsuit is brought (Rule 10b-5). The SEC itself is not a party but the case highlights potential regulatory scrutiny of ARS Pharmaceuticals' disclosures.
Rosen Law Firm: Rosen Law Firm is another law firm that announced the class action and is seeking lead plaintiff. The firm stands to gain from successful litigation and investor compensation.
Aug 06, 2026 · 75 articles
Regulatory
United States — United States Securities and Exchange Commission: Mentioned in the context of the whistleblower program, which could provide incentives for individuals to report securities violations. The SEC is not a party to the class action.
Rosen Law Firm: Another law firm involved in the class action, reminding investors of the lead plaintiff deadline. It also stands to gain from a successful resolution.
Jun 24, 2026 · 112 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is mentioned in connection with the whistleblower program, which could incentivize insiders to provide information. The SEC may also investigate Primoris separately.
Rosen Law Firm: Rosen Law Firm is another prominent plaintiffs' firm reminding investors of the lead plaintiff deadline. It is competing to represent the class and could benefit financially from a successful settlement.
Jul 28, 2026 · 60 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC's whistleblower program is referenced as a potential avenue for information. The SEC may also investigate the alleged securities law violations.
Rosen Law Firm: Rosen Law Firm is also reminding investors of the deadline and seeking lead plaintiff. The firm stands to gain from the litigation.
Jul 31, 2026 · 49 articles
Regulatory
United States — United States Securities and Exchange Commission: The SEC is the regulatory body overseeing securities laws. Peabody filed reports with the SEC, and the class actions allege violations of SEC rules. The SEC may also investigate the matter.
Rosen Law Firm: Rosen Law Firm is another plaintiff firm involved in the class action against Peabody Energy, reminding investors of the August 24 deadline. It represents investors and could gain from a settlement.
Jul 13, 2026 · 171 articles
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