United States — United States Securities and Exchange Commission & Bank of America
25 shared events · Importance 5 · Last updated Jul 20, 2026
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Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared Eric Rock's registration statement on Form S-1 effective, allowing the IPO to proceed.
Bank of America: BofA Securities, a subsidiary of Bank of America, is acting as a joint bookrunning manager for Eric Rock's IPO.
Jun 01, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: SpaceX>>> filed its IPO prospectus with the United States — United States Securities and Exchange Commission>>> (SEC), a mandatory legal document for companies going public. The SEC's review process influenced the IPO timeline.
Bank of America: Bank of America is one of the lead bookrunners for SpaceX's IPO.
Apr 20, 2026 · 457 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission has an effective shelf registration statement filed by The AES Corporation related to the notes, ensuring regulatory compliance for the offering.
Bank of America: Bank of America, Inc. is acting as a joint book-running manager for The AES Corporation's senior notes offering, facilitating the transaction.
Jun 12, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission received the shelf registration statement for the offering, ensuring regulatory compliance.
Bank of America: Bank of America, through its BofA Securities division, acted as a joint book-runner for the offering, supporting Corporacion Inmobiliaria Vesta's capital raise.
May 18, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The SEC received the Form 8-K filing containing Bank of America's financial results, fulfilling regulatory disclosure requirements.
Bank of America: Bank of America reported strong Q2 earnings with net income of $9.1 billion, driven by record trading revenue. The positive results enhance its financial standing and market perception.
Jun 30, 2026 · 24 articles
Regulatory
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission>>> granted registration to Paxos Securities Settlement Company>>>, signaling a willingness to integrate blockchain technology into traditional financial market infrastructure. This decision reflects a shift in regulatory approach towards blockchain innovation.
Bank of America: Bank of America>>> participated in the pilot phase of Paxos (company)>>>'s blockchain-based settlement service, demonstrating early interest in the technology.
May 28, 2026 · 20 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Quantinuum's IPO effective, ensuring regulatory compliance for the offering.
Bank of America: BofA Securities, a subsidiary of Bank of America, is acting as a joint-book running manager for Quantinuum's IPO.
May 26, 2026 · 76 articles
Business
United States — United States Securities and Exchange Commission: The SEC is the regulator reviewing Jersey Mike s Subs registration statement; the IPO cannot proceed until the registration becomes effective.
Bank of America: BofA Securities is a joint bookrunner, earning fees from the offering.
Jul 20, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body receiving Anthropic's confidential IPO filing, which will review the documents before a public listing can proceed.
Bank of America: Bank of America>>> is cited as an example of a company that settled a securities fraud lawsuit, demonstrating the enforceability of US securities laws.
Jun 01, 2026 · 134 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which AEVEX Aerospace filed its registration statement for the public offering, ensuring compliance with securities laws.
Bank of America: Bank of America, through BofA Securities, is acting as a joint lead bookrunning manager for the offering, playing a key role in its execution.
Jun 01, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is suggested to relax regulations to encourage companies to go public earlier, aiming to rebalance the IPO playing field for investors.
Bank of America: Bank of America>>> is cited as an example of a company that settled a securities fraud lawsuit, demonstrating the enforceability of US securities laws.
Jun 01, 2026 · 15 articles
Business
United States — United States Securities and Exchange Commission: SpaceX filed its IPO prospectus with the United States — United States Securities and Exchange Commission, subjecting it to regulatory oversight and reporting requirements.
Bank of America: Bank of America was one of the lead underwriters for SpaceX's IPO, benefiting from its role in facilitating the massive offering.
Mar 09, 2018 · 538 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body under which Goodyear Tire and Rubber Company's shelf registration statement was filed for the notes offering.
Bank of America: Bank of America is acting as a joint book-running manager for Goodyear Tire and Rubber Company's senior notes offering.
Jun 01, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The SEC is the regulatory body reviewing Holtec's registration statement; the offering cannot proceed until the statement becomes effective.
Bank of America: BofA Securities is a joint lead book-running manager for the IPO.
Apr 20, 2026 · 7 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulatory body overseeing securities laws; whistleblower program mentioned in the context of the investigation, but no direct action taken.
Bank of America: Bank of America is mentioned only as a past client of Kaplan Fox, not directly involved in this event.
Aug 10, 2026 · 115 articles
Business
United States — United States Securities and Exchange Commission: The SEC received the Form 4 filings disclosing the CEO's share sales, fulfilling regulatory disclosure requirements.
Bank of America: Increased its stake in Zak Calisto by 9.5% in the first quarter, showing institutional confidence.
Jul 31, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The SEC is the regulatory body overseeing the offering's registration and prospectus.
Bank of America: SMBC Nikko is an additional bookrunner, participating in the underwriting.
Jul 06, 2026 · 10 articles
Business
United States — United States Securities and Exchange Commission: The SEC is mentioned for regulatory filings, but it is not directly affected.
Bank of America: Berkshire reduced its stake by about 6%, potentially weighing on the bank's stock.
Jul 08, 2026 · 33 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the Registration Statement on Form S-1 effective for the offering.
Bank of America: BofA Securities acted as a joint lead book-running manager for the offering.
Apr 06, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Investment Technology Group's IPO effective, fulfilling regulatory requirements.
Bank of America: BofA Securities, a subsidiary of Bank of America, is acting as a joint bookrunner for Investment Technology Group's IPO.
Jun 30, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: SK Hynix confidentially filed for its U.S. listing with the SEC in March 2026, which approved the ADR listing.
Bank of America: Bank of America acted as a global coordinator for SK Hynix's ADR offering.
Apr 20, 2026 · 247 articles
Business
Bank of America: Bank of America is among the lead underwriters for the SpaceX IPO, assisting in the offering's execution.
Mar 27, 2026 · 61 articles
Business
Bank of America: Bank of America was among the joint book-running managers for SpaceX's IPO, contributing to the successful execution of the historic listing.
May 29, 2026 · 321 articles
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