United States — United States Securities and Exchange Commission & Raymond James Financial
14 shared events · Importance 5 · Last updated Aug 13, 2026
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Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which Cumberland Farms filed its registration statement for the IPO. Its approval is crucial for the offering to proceed.
Raymond James Financial: Raymond James is acting as a bookrunner on the proposed offering.
Jul 02, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for the offering effective, ensuring regulatory compliance for the IPO.
Raymond James Financial: Raymond James Financial is acting as a joint lead bookrunner for the IPO, facilitating the offering and ensuring its successful execution.
May 26, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: The SEC oversees the offering through its registration process, ensuring compliance with securities regulations.
Raymond James Financial: Raymond James acts as joint book-running manager, earning fees and enhancing its investment banking franchise.
Aug 05, 2026 · 10 articles
Business
United States — United States Securities and Exchange Commission: The SEC is the regulator overseeing the offering, which is conducted under a shelf registration statement filed with it.
Raymond James Financial: As a bookrunner, Raymond James Financial will earn fees and support the offering.
Aug 10, 2026 · 8 articles
Regulatory
United States — United States Securities and Exchange Commission: Regulatory body whose rules were allegedly violated.
Raymond James Financial: Raymond James Financial is an analyst firm that cut its rating on AeroVironment from Strong Buy to Underperform, reflecting the market's reassessment of the company's prospects after the SCAR program issues.
May 27, 2026 · 310 articles
Business
United States — United States Securities and Exchange Commission: The SEC received the Form 4 filings disclosing the CEO's share sales, fulfilling regulatory disclosure requirements.
Raymond James Financial: Boosted its price target from $60 to $75 and gave an 'outperform' rating, reinforcing bullish views.
Jul 31, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission received the shelf registration statement and prospectus filings for the offering, ensuring regulatory compliance.
Raymond James Financial: Raymond James is serving as a book-running manager for the offering, supporting the sale of Vishay Intertechnology's common stock.
Jun 29, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The offering was conducted under an effective shelf registration statement filed with the SEC.
Raymond James Financial: Acted as joint book-running manager, earning underwriting fees.
Jul 21, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which AEVEX Aerospace filed its registration statement for the public offering, ensuring compliance with securities laws.
Raymond James Financial: Raymond James Financial is acting as a bookrunner for the offering, supporting the sales efforts.
Jun 01, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: Health Catalyst filed a Form 8-K with the United States — United States Securities and Exchange Commission regarding the divestiture, providing additional details about the transaction.
Raymond James Financial: Raymond James served as the exclusive financial advisor for Health Catalyst in this divestiture.
Jun 04, 2026 · 12 articles
Business
United States — United States Securities and Exchange Commission: Regulatory body; the offering is made under an effective registration statement.
Raymond James Financial: Co-manager of the offering.
Jul 22, 2026 · 10 articles
Business
Raymond James Financial: Raymond James Financial is one of the 16 banks participating in smaller roles for the SpaceX IPO.
Mar 27, 2026 · 61 articles
Business
Raymond James Financial: Raymond James Financial is acting as a co-manager for the initial public offering of First Carolina Financial Services, assisting in the offering process.
Jun 18, 2026 · 6 articles
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