United States — United States Securities and Exchange Commission & Stifel
14 shared events · Importance 3 · Last updated Aug 20, 2026
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Business
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, enabling the IPO to proceed. This is a routine regulatory action.
Stifel: Stifel is a joint book-running manager, participating in the IPO and earning underwriting fees.
Aug 06, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for the offering effective, ensuring regulatory compliance for the IPO.
Stifel: Stifel, Nicolaus & Company, Incorporated is acting as a joint lead bookrunner for the IPO, playing a crucial role in managing the offering.
May 26, 2026 · 7 articles
Domestic
United States — United States Securities and Exchange Commission: The SEC's jurisdiction over crypto would be clarified by the bill, potentially reducing regulatory uncertainty.
Stifel: Stifel's Kevin Gardner called the bill a 'long shot', adding to the pessimistic outlook.
May 20, 2026 · 87 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission approved The Metals Royalty Company's registration statement, allowing its shares to commence trading.
Stifel: Stifel served as the financial advisor for The Metals Royalty Company's direct listing on the Nasdaq.
Apr 08, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which Tango Therapeutics filed its shelf registration statement and related prospectus documents for the offering.
Stifel: Stifel is acting as a joint bookrunning manager for the public offering by Tango Therapeutics, contributing to the management of the offering.
Jun 08, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The SEC is the regulatory body that received the Form 4 filings disclosing the CEO's stock sales, ensuring transparency.
Stifel: Stifel lowered its price target to $200 but maintained a Buy rating, indicating continued optimism despite the revenue miss.
Jul 14, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: Trevi Therapeutics' offering is being made pursuant to a shelf registration statement filed with the United States — United States Securities and Exchange Commission.
Stifel: Stifel is acting as a joint book-running manager for Trevi Therapeutics' public offering.
Apr 16, 2026 · 7 articles
Business
United States — United States Securities and Exchange Commission: Neurogene filed a shelf registration statement with the United States — United States Securities and Exchange Commission, which was declared effective, enabling the public offering.
Stifel: Stifel is acting as a joint bookrunning manager for Neurogene's public offering.
Jun 30, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The SEC reviewed and declared effective Scribe's registration statement, enabling the IPO. Its regulatory oversight is a standard part of the process.
Stifel: Stifel's global head of ECM commented on the biotech IPO market, reflecting its involvement in capital markets.
Jul 06, 2026 · 25 articles
Business
United States — United States Securities and Exchange Commission: The SEC declared the registration statement effective, allowing the IPO to proceed.
Stifel: Stifel is an additional bookrunning manager for the IPO, participating in the underwriting syndicate.
Jul 07, 2026 · 8 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the registration statement for Investment Technology Group's IPO effective, fulfilling regulatory requirements.
Stifel: Stifel is acting as a joint bookrunner and representative of the underwriters for Investment Technology Group's IPO.
Jun 30, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission is the regulatory body with which the registration statement for the offering was filed and declared effective.
Stifel: Stifel is acting as an additional book-running manager for the proposed secondary offering of Pattern Group Inc. shares.
Jun 15, 2026 · 6 articles
Business
United States — United States Securities and Exchange Commission: The United States — United States Securities and Exchange Commission declared the Registration Statement on Form S-1 effective for the offering.
Stifel: Stifel acted as a bookrunner for the offering.
Apr 06, 2026 · 8 articles
Business
Stifel: Stifel is one of the 16 banks participating in smaller roles for the SpaceX IPO.
Mar 27, 2026 · 61 articles
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